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AEDPA

Metrish v. Lancaster

Oral argument: 
April 24, 2013

Former Detroit police officer Burt Lancaster shot and killed his girlfriend, Toni King, in 1993. As a result, the State of Michigan charged Burt Lancaster with first-degree murder and possession of a firearm while committing a felony. Although Lancaster, who has a history of mental illness, asserted both defenses of insanity and diminished capacity during his initial trial in 1994, a Michigan jury convicted Lancaster on both counts. Lancaster's conviction was subsequently overturned, however, because of an error made by the State during jury selection. The State of Michigan retried Lancaster in 2005. Although Lancaster planned to rely completely on his diminished capacity defense during his second trial, the Michigan trial court prohibited Lancaster from doing so on the grounds that the Michigan Supreme Court abolished the defense in 2001. As Lancaster was unable to assert the diminished capacity defense at his second trial, the Michigan state court convicted Lancaster once again and sentenced him to life plus two years in prison. Lancaster petitioned the federal courts for a writ of habeas corpus. While the District Court denied Lancaster's petition, the Sixth Circuit reversed, finding that the retroactive application of the Michigan Supreme Court's abolishment of the diminished capacity defense violated federal due process. On appeal, the State of Michigan argues that the Michigan state court's decision to prohibit the diminished capacity defense was not an "unexpected and indefensible" abrogation of Michigan law because the diminished capacity defense has never been expressly provided by Michigan statute nor has it been a part of settled Michigan common law. Lancaster responds that he has the constitutional right to present the diminished capacity defense because the defense was well-settled under Michigan law and available to him at the time he committed the murder. The State of Indiana and others argue in support of Michigan, asserting that diminished capacity is a state law issue and federal courts should defer to a state court's analysis. Lancaster responds that the Michigan state court's decision was unreasonable and that a federal court should independently review the Michigan state court's determination. This decision will further outline the prohibition on changes in state judge-made law by determining when the retroactivity prohibition can be used to justify granting habeas corpus relief and by further defining what constitutes an "unexpected and indefensible" change to the common law.

Questions Presented: 
  1. Whether the Michigan Supreme Court's recognition that a state statute abolished the long-maligned diminished-capacity defense was an "unexpected and indefensible" change in a common-law doctrine of criminal law under this Court's retroactivity jurisprudence. See Rogers v. Tennessee, 532 U.S. 451 (2001).
  2. Whether the Michigan Court of Appeals' retroactive application of the Michigan Supreme Court's decision was "so lacking in justification that there was an error well understood and comprehended in existing law beyond any possibility for fair-minded disagreement" so as to justify habeas relief. Harrington v. Richter, 131 S. Ct. 770, 786-87 (2011).

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Issue(s)

  1. Does the abolishment of a diminished-capacity defense represent an "unexpected and indefensible" change in state common law in violation of the retroactivity constraints of due process?
  2. Did the Michigan Court of Appeal's retroactive application of the Michigan Supreme Court decision lack justificati
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McQuiggin v. Perkins

Oral argument: 
February 25, 2013

A Michigan court convicted Lloyd Perkins of murder and sentenced him to life in prison. Nearly twenty years later, Perkins is now challenging his conviction based on new evidence supporting his innocence. The lower courts rejected Perkins’ petition for a writ of habeas corpus because of his failure to meet the statute of limitations according to the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”). Perkins maintains that Supreme Court precedent does not require petitioners to reasonably and diligently pursue their underlying constitutional claims to invoke an actual-innocence exception. Perkins also argues that, since traditional equitable principles dictate that courts have the authority to fashion equitable remedies to fill statutory gaps, tolling AEDPA’s one-year statute of limitations does not run contrary to express congressional intent. McQuiggin counters that AEDPA’s one-year statute of limitations cannot be equitably tolled for petitioners who have failed to reasonably and diligently pursue their constitutional claims. Furthermore, McQuiggin argues that courts cannot equitably toll AEDPA’s one-year statute of limitations in Perkins’ case because doing so would alter the express meaning of 28 U.S.C. § 2244(d)(1). This case will determine the responsibilities of federal courts in hearing habeas corpus petitions and define the avenues in which inmates can attempt to prove their innocence. 

Questions Presented: 
  1. Whether there is an actual-innocence exception to the requirement that a petitioner show an extraordinary circumstance that “prevented timely filing” of a habeas petition.
  2. If so, whether there is an additional actual-innocence exception to the requirement that a petitioner demonstrate that “he has been pursuing his rights diligently.”

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Tibbals v. Carter (11-218)

Oral argument: 
October 9, 2012

Sean Carter was convicted of aggravated murder, aggravated robbery, and rape, and was sentenced to death in Ohio. His counsel filed a federal habeas corpus petition challenging his conviction and requested a pre-petition competency hearing to determine whether Carter was competent to participate in the federal habeas proceeding. The district court granted both the petition and the request. Two years later, the district court determined that Carter was incompetent and dismissed his petition while also stopping the one-year statute of limitations. When the warden at the facility where Carter is imprisoned challenged the district court's decision, the United States Court of Appeals for the Sixth Circuit determined that even though the district court was justified in finding Carter incompetent, the proper course of action was to stay, rather than dismiss, the habeas proceedings until Carter was competent. Another warden now argues that a district court does not have the authority to stay federal habeas proceedings, nor does Carter have a right to competence in his own habeas proceedings. How the Supreme Court decides this case will determine the balance between recognizing the finality of state-court criminal judgments and allowing federal courts to use their discretion to implement stays in federal habeas proceedings where a capital prisoner’s competence to assist counsel is questionable.

Questions Presented: 

1. Do capital prisoners possess a "right to competence" in federal habeas proceedings under Rees v. Peyton, 384 U.S. 312 (1966)?
2. Can a federal district court order an indefinite stay of federal habeas proceeding under Rees?

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Issues

Whether the Supreme Court's 1966 decision in Rees v.

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Ryan v. Gonzales (10-930)

Oral argument: 
October 9, 2012

An Arizona jury convicted Ernest Valencia Gonzales of first-degree murder and sentenced him to death in 1991. After exhausting his state court options, Gonzales initiated federal habeas proceedings in 1999. Over the next few years, Gonzales began to display signs of delusion and paranoia, refusing a number of attempted visits from his attorney. The district court denied his attorney’s motion to stay the habeas proceedings pending a competency determination. The Ninth Circuit eventually granted mandamus relief, holding that the capital inmate’s right to counsel in federal habeas proceedings under 18 U.S.C. § 3599(a)(2) implicitly includes a right to be competent to assist one’s counsel. Charles L. Ryan, Director of the Arizona Department of Corrections, appeals the Ninth Circuit’s decision arguing that the circuit court misread 18 U.S.C. § 3599(a)(2) to include a “right to competency” in assisting counsel. Ryan asserts that such a right would allow for indefinite stays of habeas proceedings based on incompetency that contravene Congress’ intent in the Antiterrorism and Effective Death Penalty Act. Gonzales contends that district courts have discretion to issue stays, and that such stays are appropriate where incompetency would deprive the capital inmate of “meaningful” right to counsel. This decision implicates federalism concerns over the finality of state court decisions in capital cases and the proper balance between the rights of victims and the rights of inmates.

Questions Presented: 

Several years after Gonzales's counsel initiated federal habeas proceedings and filed an exhaustive petition seeking relief, counsel asserted that Gonzales was incompetent to communicate rationally and the proceedings should be indefinitely stayed pending possible restoration of competency. Based on 18 U.S.C. § 3599(a)(2), the Ninth Circuit agreed, even though Gonzales's claims were record-based or purely legal. 

Did the Ninth Circuit err when it held that 18 U.S.C. § 3599(a)(2)—which provides that an indigent capital state inmate pursuing federal habeas relief "shall be entitled to the appointment of one or more attorneys"—impliedly entitles a death-row inmate to stay the federal habeas proceedings he initiated if he is not competent to assist counsel?

Issue

Does an indigent death-row inmate’s right to counsel

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Johnson v. Williams (11-465)

Oral argument: 
October 3, 2012

Tara Williams was on trial in California state court for special circumstances murder and firearm enhancement. During the trial, over Williams’s objections, the court dismissed a juror on the grounds that he was biased against the prosecution. After an alternate replaced the dismissed juror, the jury convicted Williams on both counts. Williams appealed, claiming that the juror’s dismissal had violated California state law as well as her Sixth Amendment rights. The California Court of Appeals affirmed Williams’ conviction, but only did so by addressing her state law claims, ultimately failing to explicitly discuss the Sixth Amendment issues raised. Williams then filed a writ of habeas corpus pursuant to 28 U.S.C. § 2254 alleging a violation of her Sixth Amendment rights. Though the federal district court denied her petition, the United States Court of Appeals for the Ninth Circuit reversed, finding that Williams’ Sixth Amendment claim had not yet been “adjudicated on the merits” within the meaning of 28 U.S.C. § 2254(d). Warden Deborah K. Johnson appealed, claiming that the California Court of Appeals’ prior ruling was an adjudication on the merits and therefore precluded the subsequent habeas petition.  How the Supreme Court decides the case will determine the degree of deference a federal court hearing a petition for habeas corpus will give a state court decision that does not explicitly address the federal grounds for relief.

Questions Presented: 

Whether a habeas petitioner's claim has been “adjudicated on the merits” for purposes of 28 U.S.C. § 2254(d) where the state court denied relief in an explained decision but did not expressly acknowledge a federal-law basis for the claim.

Issue

Whether an issue not addressed in a state court opinion has been “adjudicated on the merits” for the purposes of federal habeas corpus review when the state court gave a detailed opinion mentioning other claims but apparently ignored the constitutional grounds for relief.

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Michael O'Hear, A Test for Richter’s Reach (Jan. 31, 2012)

Harrington v. Richter (09-587)

Oral argument: Oct. 12, 2010

Appealed from: United States Court of Appeals for the Ninth Circuit (Aug. 10, 2009)

HABEAS CORPUS, EXPERT TESTIMONY, AEDPA

Joshua Richter, convicted of murder, alleged that he received inadequate assistance from his attorney at trial. Richter argued that his attorney should have presented expert testimony concerning a blood splatter at the crime scene, which could have corroborated his version of the events. The United States Court of Appeals for the Ninth Circuit agreed with Richter and granted his request for habeas corpus relief. Kelly Harrington, the prison warden, claimed that Richter did not receive inadequate counsel and that the California Supreme Court’s earlier summary disposition denying habeas corpus relief should be upheld. The Supreme Court’s decision in this case will determine the level of deference that should be granted to lower court orders, such as summary dispositions, which could discourage lower courts from issuing such orders in the future.

Renico v. Lett (09-338)

Appealed from the United States Court of Appeals for the Sixth Circuit (March 10, 2009)

Oral argument: March 29, 2010

AEDPA, DOUBLE JEOPARDY, HABEAS CORPUS, MISTRIAL, MANIFEST NECESSITY, FIFTH AMENDMENT

Reginald Lett was convicted of second-degree murder in a Michigan state court in his second trial for the same offense. In his first trial, the judge determined that the jury was deadlocked and declared it a mistrial. Lett then filed a petition for a writ of habeas corpus in the Federal District Court for the Eastern District of Michigan. His petition was granted. On appeal, the Sixth Circuit Court of Appeals affirmed the district court’s ruling on the basis that Lett’s Fifth Amendment right to be free from Double Jeopardy had been violated because the trial court had not used “sound discretion” in finding a “manifest necessity” to declare a mistrial and terminate the ongoing proceedings. This case presents the Supreme Court with the opportunity to clearly articulate what state courts must do before declaring a mistrial to avoid running afoul of the Fifth Amendment.

Humanitarian Law Project v. Holder (09-89); Holder v. Humanitarian Law Project (08-1498)

Appealed from the United States Court of Appeals for the Ninth Circuit (Dec. 10, 2007)

Oral argument: Feb. 23, 2010

MATERIAL SUPPORT, TERRORIST ORGANIZATION, VAGUENESS, AEDPA, IRTPA

It is illegal to provide material support and resources to groups that the government has determined are foreign terrorist organizations. The Humanitarian Law Project argues that this prohibition violates First and Fifth Amendment rights of those individuals or groups that wish to provide resources to the humanitarian arms of foreign terrorist organizations. The government contends that the law is not unconstitutionally vague and that these provisions are necessary to effectively combat terrorism. In addition to determining the scope of the First and Fifth Amendments with respect to this aspect of anti-terrorism efforts, the case will also affect how a variety of groups engage in humanitarian campaigns abroad.

Wood v. Allen (08-9156)

Oral argument: Nov. 4, 2009

Appealed from: United States Court of Appeals for the Eleventh Circuit (Sept. 16, 2008)

HABEAS CORPUS, DEATH PENALTY, ANTI-TERRORISM AND EFFECTIVE DEATH PENALTY ACT, AEDPA, SIXTH AMENDMENT, INEFFECTIVE ASSISTANCE OF COUNSEL

In 1994, Petitioner Holly Wood was convicted of capital murder for sneaking into his ex-girlfriend’s bedroom and shooting her in the head with a shotgun. The judge imposed the death penalty, as recommended by the jury. Wood claims that, during sentencing, he did not receive effective assistance of counsel as guaranteed by the Sixth Amendment. He argues that defense counsel failed to further investigate or present evidence of his mental disabilities. According to Wood, the state court’s rejection of this argument was an unreasonable application of federal law. He also argues that the Eleventh Circuit’s standard of review in habeas corpus proceedings abdicates the court’s judicial review function under the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”). The State of Alabama counters that the Eleventh Circuit properly deferred to the reasonable determinations of the state courts as required by the AEDPA. This decision will better define the appropriate level of deference due to state court factual determinations during federal habeas corpus proceedings.

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