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securities law

Securities dispute resolution: Discovery

Discovery

Originally prepared by Lucia Benabentos of the Cornell Law School Securities Law Clinic.

Securities dispute resolution: Pre-hearing

Pre-hearing conferences

Originally prepared by Lucia Benabentos of the Cornell Law School Securities Law Clinic.

Securities dispute resolution: Selecting arbitrators

Selection of Arbitrators

Originally prepared by Lucia Benabentos of the Cornell Law School Securities Law Clinic.

Securities dispute resolution: Filing a complaint

Filing a complaint and fee

Originally prepared by Lucia Benabentos of the Cornell Law School Securities Law Clinic.

Securities dispute resolution: Whether to file a claim

Originally prepared by Lucia Benabentos of the Cornell Law School Securities Law Clinic.

Deciding whether to file a claim 

Arbitration is final and binding, subject to review by a court only on a very limited basis. Deciding whether to file an arbitration claim can be very complex. A variety of considerations must be taken into account and a cost-benefit analysis conducted to determine whether it makes sense to proceed in this manner.

Securities dispute resolution

Originally prepared by Lucia Benabentos of the Cornell Law School Securities Law Clinic.

Self regulatory organization

Originally prepared by Deepa Sarkar of the Cornell Law School Securities Law Clinic. 

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