Title 12 published on 2012-01-01
no entries appear in the Federal Register after this date.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
15 USC § -
§ 78q - Records and reports
15 USC § 78q–1 - National system for clearance and settlement of securities transactions
15 USC § 78q–2 - Automated quotation systems for penny stocks
§ 78r - Liability for misleading statements
§ 78s - Registration, responsibilities, and oversight of self-regulatory organizations
§ 78t - Liability of controlling persons and persons who aid and abet violations
15 USC § 78t–1 - Liability to contemporaneous traders for insider trading
§ 78u - Investigations and actions
15 USC § 78u–1 - Civil penalties for insider trading
15 USC § 78u–2 - Civil remedies in administrative proceedings
15 USC § 78u–3 - Cease-and-desist proceedings
15 USC § 78u–4 - Private securities litigation
15 USC § 78u–5 - Application of safe harbor for forward-looking statements
15 USC § 78u–6 - Securities whistleblower incentives and protection
15 USC § 78u–7 - Implementation and transition provisions for whistleblower protection
§ 78v - Hearings by Commission
§ 78w - Rules, regulations, and orders; annual reports