12 CFR 12 - RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
- § 12.1 — Authority, purpose, and scope.
- § 12.2 — Definitions.
- § 12.3 — Recordkeeping.
- § 12.4 — Content and time of notification.
- § 12.5 — Notification by agreement; alternative forms and times of notification.
- § 12.6 — Fees.
- § 12.7 — Securities trading policies and procedures.
- § 12.8 — Waivers.
- § 12.9 — Settlement of securities transactions.
- — Interpretations
- § 12.101 — National bank disclosure of remuneration for mutual fund transactions.
- § 12.102 — National bank use of electronic communications as customer notifications.
Source: 61 FR 63965, Dec. 2, 1996, unless otherwise noted.
Title 12 published on 2011-01-01
no entries appear in the Federal Register after this date.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
