12 CFR 150, Subpart B - Exercising Fiduciary Powers
- § 150.130 — How may I conduct multi-state operations?
- § 150.135 — How do I determine which state's laws apply to my operations?
- § 150.136 — To what extent do state laws apply to my fiduciary operations?
- § 150.140 — Must I adopt and follow written policies and procedures in exercising fiduciary powers?
- — Fiduciary Personnel and Facilities
- § 150.150 — Who is responsible for the exercise of fiduciary powers?
- § 150.160 — What personnel and facilities may I use to perform fiduciary services?
- § 150.170 — May my other departments or affiliates use fiduciary personnel and facilities to perform other services?
- § 150.180 — May I perform fiduciary services for, or purchase fiduciary services from, another association or entity?
- § 150.190 — Must fiduciary officers and employees be bonded?
- — Review of a Fiduciary Account
- § 150.200 — Must I review a prospective account before I accept it?
- § 150.210 — Must I conduct another review of an account after I accept it?
- § 150.220 — Are any other account reviews required?
- — Custody and Control of Assets
- § 150.230 — Who must maintain custody or control of assets in a fiduciary account?
- § 150.240 — May I hold investments of a fiduciary account off-premises?
- § 150.250 — Must I keep fiduciary assets separate from other assets?
- — Investing Funds of a Fiduciary Account
- § 150.260 — How may I invest funds of a fiduciary account?
- — Funds Awaiting Investment or Distribution
- § 150.290 — What must I do with fiduciary funds awaiting investment or distribution?
- § 150.300 — Where may I deposit fiduciary funds awaiting investment or distribution?
- § 150.310 — What if the FDIC does not insure the deposits?
- § 150.320 — What is acceptable collateral for uninsured deposits?
- — Restrictions on Self Dealing
- § 150.330 — Are there investments in which I may not invest funds of a fiduciary account?
- § 150.340 — May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or obligations of my affiliates?
- § 150.350 — May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction?
- § 150.360 — May I make a loan to a fiduciary account that is secured by an interest in the assets of the account?
- § 150.370 — May I sell assets or lend money between fiduciary accounts?
- — Compensation, Gifts, and Bequests
- § 150.380 — May I earn compensation for acting in a fiduciary capacity?
- § 150.390 — May my officer or employee retain compensation for acting as a co-fiduciary?
- § 150.400 — May my fiduciary officer or employee accept a gift or bequest?
- — Recordkeeping Requirements
- § 150.410 — What records must I keep?
- § 150.420 — How long must I keep these records?
- § 150.430 — Must I keep fiduciary records separate and distinct from other records?
- — Audit Requirements
- § 150.440 — When do I have to audit my fiduciary activities?
- § 150.450 — What standards govern the conduct of the audit?
- § 150.460 — Who may conduct an audit?
- § 150.470 — Who directs the conduct of the audit?
- § 150.480 — How do I report the results of the audit?
Title 12 published on 2012-01-01
no entries appear in the Federal Register after this date.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
