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12 CFR 335.111 - Forms and schedules.

§ 335.111
Forms and schedules.
The Exchange Act regulations of the SEC, which are cross referenced under this part, require the filing of forms and schedules as applicable. Reference is made to SEC Exchange Act regulation 17 CFR part 249 regarding the availability of all applicable SEC Exchange Act forms. Required schedules are codified and are found within the context of the SEC's regulations. All forms and schedules shall be titled with the name of the FDIC in substitution for the name of the SEC. The filing of forms and schedules shall be made with the FDIC at the address in § 335.701 or may be filed electronically at FDICconnect at https://www2.fdicconnect.gov/index.asp. However, electronic filing of Beneficial Ownership Forms 3, 4 and 5 is required. Copies of Forms 3 ( § 335.611 ), 4 ( § 335.612) and 5 ( § 335.613) and the instructions thereto may be printed and downloaded from https://www.fdic.gov/regulations/laws/forms.
[75 FR 73949, Nov. 30, 2010]

Title 12 published on 2012-01-01

no entries appear in the Federal Register after this date.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code
USC : Title 12 - BANKS AND BANKING

§ 1819 - Corporate powers

USC : Title 15 - COMMERCE AND TRADE

15 USC § -

§ 78m - Periodical and other reports

§ 78n - Proxies

§ 78p - Directors, officers, and principal stockholders

§ 78w - Rules, regulations, and orders; annual reports

§ 7241 - Corporate responsibility for financial reports

§ 7242 - Improper influence on conduct of audits

§ 7243 - Forfeiture of certain bonuses and profits

§ 7244 - Insider trades during pension fund blackout periods

§ 7261 - Disclosures in periodic reports

§ 7262 - Management assessment of internal controls

§ 7264 - Code of ethics for senior financial officers

§ 7265 - Disclosure of audit committee financial expert