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12 CFR 335.201 - Securities exempted from registration.

§ 335.201
Securities exempted from registration.
Persons subject to registration requirements under Exchange Act section 12 and subject to this part shall follow the applicable and currently effective SEC regulations relative to exemptions from registration issued under sections 3 and 12 of the Exchange Act as codified at 17 CFR part 240.
[75 FR 73949, Nov. 30, 2010

Title 12 published on 2012-01-01

no entries appear in the Federal Register after this date.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code
USC : Title 15 - COMMERCE AND TRADE

15 USC § -

§ 78m - Periodical and other reports

§ 78n - Proxies

§ 78p - Directors, officers, and principal stockholders

§ 78w - Rules, regulations, and orders; annual reports

§ 7241 - Corporate responsibility for financial reports

§ 7242 - Improper influence on conduct of audits

§ 7243 - Forfeiture of certain bonuses and profits

§ 7244 - Insider trades during pension fund blackout periods

§ 7261 - Disclosures in periodic reports

§ 7262 - Management assessment of internal controls

§ 7264 - Code of ethics for senior financial officers

§ 7265 - Disclosure of audit committee financial expert