12 CFR 335.221 - Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure).

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There are 2 Updates appearing in the Federal Register for 12 CFR 335. View below or at eCFR (GPOAccess)
§ 335.221 Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure).
(a) The applicable forms for registration of securities and similar matters are codified in 17 CFR part 249. All forms shall be filed with the FDIC as appropriate and shall be titled with the name of the FDIC instead of the SEC.
(b) The requirements for Financial Statements can generally be found in Regulation S-X (17 CFR part 210). Banks may also refer to the instructions for Federal Financial Institutions Examination Council (FFIEC) Consolidated Reports of Condition and Income when preparing unaudited interim statements. The requirements for Management's Discussion and Analysis of Financial Condition and Results of Operations can be found at 17 CFR part 229. Additional requirements are provided at Industry Guide 3, Statistical Disclosure by Bank Holding Companies, which is found at 17 CFR part 229.
(c) The provisions of the applicable and currently effective SEC regulation FD shall be followed as codified at 17 CFR part 243.
[75 FR 73949, Nov. 30, 2010]

Title 12 published on 2014-01-01

The following are only the Rules published in the Federal Register after the published date of Title 12.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2014-10-30; vol. 79 # 210 - Thursday, October 30, 2014
    1. 79 FR 64504 - Transferred OTS Regulations Regarding Securities of State Savings Associations
      GPO FDSys XML | Text
      FEDERAL DEPOSIT INSURANCE CORPORATION
      Final rule; correction.
      The correction is effective November 24, 2014.
      12 CFR Parts 335 and 390

Title 12 published on 2014-01-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 12 CFR 335 after this date.

  • 2014-10-30; vol. 79 # 210 - Thursday, October 30, 2014
    1. 79 FR 64504 - Transferred OTS Regulations Regarding Securities of State Savings Associations
      GPO FDSys XML | Text
      FEDERAL DEPOSIT INSURANCE CORPORATION
      Final rule; correction.
      The correction is effective November 24, 2014.
      12 CFR Parts 335 and 390