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12 CFR 335.601 - Requirements of section 16 of the Securities Exchange Act of 1934.

§ 335.601
Requirements of section 16 of the Securities Exchange Act of 1934.
Persons subject to section 16 of the Exchange Act with respect to securities registered under this part shall follow the applicable and currently effective SEC regulations issued under section 16 of the Exchange Act ( 17 CFR part 240 ), except that the forms described in § 335.611 (FDIC Form 3), § 335.612 (FDIC Form 4), and § 335.613 (FDIC Form 5) shall be used in lieu of SEC Form 3, Form 4, and Form 5, respectively. FDIC Forms 3, 4, and 5 shall be filed electronically on FDICconnect at https://www2.fdicconnect.gov/index.asp. Copies of FDIC Forms 3, 4, and 5 and the instructions thereto can be printed and downloaded at https://www.fdic.gov/regulations/laws/forms.
[75 FR 73950, Nov. 30, 2010]

Title 12 published on 2012-01-01

no entries appear in the Federal Register after this date.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code
USC : Title 15 - COMMERCE AND TRADE

15 USC § -

§ 78m - Periodical and other reports

§ 78n - Proxies

§ 78p - Directors, officers, and principal stockholders

§ 78w - Rules, regulations, and orders; annual reports

§ 7241 - Corporate responsibility for financial reports

§ 7242 - Improper influence on conduct of audits

§ 7243 - Forfeiture of certain bonuses and profits

§ 7244 - Insider trades during pension fund blackout periods

§ 7261 - Disclosures in periodic reports

§ 7262 - Management assessment of internal controls

§ 7264 - Code of ethics for senior financial officers

§ 7265 - Disclosure of audit committee financial expert