12 CFR Part 551 - RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
- § 551.10 — What does this part do?
- § 551.20 — Must I comply with this part?
- § 551.30 — What requirements apply to all transactions?
- § 551.40 — What definitions apply to this part?
- SUBPART A — Recordkeeping Requirements (§§ 551.50 - 551.60)
- SUBPART B — Content and Timing of Notice (§§ 551.70 - 551.120)
- SUBPART C — Settlement of Securities Transactions (§§ 551.130 - 551.130)
- SUBPART D — Securities Trading Policies and Procedures (§§ 551.140 - 551.150)
Authority:
Source:
67 FR 76299, Dec. 12, 2002, unless otherwise noted.
Title 12 published on 2012-01-01
no entries appear in the Federal Register after this date.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
