13 CFR 107.506 - Safeguarding Licensee's assets/Internal controls.

§ 107.506 Safeguarding Licensee's assets/Internal controls.
You must adopt a plan to safeguard your assets and monitor the reliability of your financial data, personnel, Portfolio, funds and equipment. You must provide your bank and custodian with a certified copy of your resolution or other formal document describing your control procedures.

Title 13 published on 2014-01-01

no entries appear in the Federal Register after this date.

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United States Code
Statutes at Large