13 CFR 107.800 - Financings in the form of Equity Securities.
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(a) You may purchase the Equity Securities of a Small Business. You may not, inadvertently or otherwise:
(b) Definition. Equity Securities means stock of any class in a corporation, stock options, warrants, limited partnership interests in a limited partnership, membership interests in a limited liability company, or joint venture interests. If the Financing agreement contains debt-type acceleration provisions or includes redemption provisions, other than those permitted under § 107.850, the security will be considered a Debt Security for purposes of § 107.855 and § 107.1150(c)(1).
Title 13 published on 2014-01-01
no entries appear in the Federal Register after this date.