13 CFR 107, Subpart I - SBA Financial Assistance for Licensees (Leverage)
- General Information About Obtaining Leverage
- Maximum Amount of Leverage for Which a Licensee Is Eligible
- Special Rules for Leverage Issued by an Early Stage SBIC
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Conditional Commitments by SBA To Reserve Leverage for a Licensee
- § 107.1200 — SBA's Leverage commitment to a Licensee—application procedure, amount, and term.
- § 107.1210 — Payment of leverage fee upon receipt of commitment.
- § 107.1220 — Requirement for Licensee to file quarterly financial statements.
- § 107.1230 — Draw-downs by Licensee under SBA's Leverage commitment.
- § 107.1240 — Funding of Licensee's draw request through sale to short-term investor.
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Preferred Securities Leverage - Section 301(d) Licensees
- § 107.1400 — Dividends or partnership distributions on 4 percent Preferred Securities.
- § 107.1410 — Requirement to redeem 4 percent Preferred Securities.
- § 107.1420 — Articles requirements for 4 percent Preferred Securities.
- § 107.1430 — Redeeming 4 percent Preferred Securities with proceeds of non-subsidized Debentures.
- § 107.1440 — Three percent preferred stock issued before November 21, 1989.
- § 107.1450 — Optional redemption of Preferred Securities.
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Participating Securities Leverage
- § 107.1500 — General description of Participating Securities.
- § 107.1505 — Liquidity requirements for Licensees issuing Participating Securities.
- § 107.1510 — How a Licensee computes Earmarked Profit (Loss).
- § 107.1520 — How a Licensee computes and allocates Prioritized Payments to SBA.
- § 107.1530 — How a Licensee computes SBA's Profit Participation.
- § 107.1540 — Distributions by Licensee—Prioritized Payments and Adjustments.
- § 107.1550 — Distributions by Licensee—permitted “tax Distributions” to private investors and SBA.
- § 107.1560 — Distributions by Licensee—required Distributions to private investors and SBA.
- § 107.1570 — Distributions by Licensee—optional Distribution to private investors and SBA.
- § 107.1575 — Distributions on other than Payment Dates.
- § 107.1580 — Special rules for In-Kind Distributions by Licensees.
- § 107.1585 — Exchange of Debentures for Participating Securities.
- § 107.1590 — Special rules for companies licensed on or before March 31, 1993.
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Funding Leverage by Use of SBA-Guaranteed Trust Certificates (“TCs”)
- § 107.1600 — SBA authority to issue and guarantee Trust Certificates.
- § 107.1610 — Effect of prepayment or early redemption of Leverage on a Trust Certificate.
- § 107.1620 — Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.
- § 107.1630 — SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.
- § 107.1640 — SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.
- Miscellaneous
Title 13 published on 2013-01-01
no entries appear in the Federal Register after this date.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
