17 CFR Part 11 - RULES RELATING TO INVESTIGATIONS
- § 11.1 — Scope and applicability of rules.
- § 11.2 — Authority to conduct investigations.
- § 11.3 — Confidentiality of investigations.
- § 11.4 — Subpoenas.
- § 11.5 — Transcripts.
- § 11.6 — Oath; false statements.
- § 11.7 — Rights of witnesses.
- § 11.8 — Sequestration.
- Appendix A to Part 11 - Informal Procedure Relating to the Recommendation of Enforcement Proceedings
Title 17 published on 2012-04-01
The following are only the Rules published in the Federal Register after the published date of Title 17.
For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 4a - Transferred
§ 9 - Prohibition regarding manipulation and false information
§ 12 - Public disclosure
§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities
§ 15 - Omitted
Title 17 published on 2012-04-01
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 11 after this date.
GPO FDSys XML | Text type regulations.gov FR Doc. 2013-08353 RIN 3038-AE03 COMMODITY FUTURES TRADING COMMISSION Final rule. These amendments shall become effective on April 16, 2013. 17 CFR Parts 1, 3, 5, 9, 11, 31, 40, 41, 140, 145, 170, 171 and 190 The Commission is amending its regulations to reflect the reassignment of responsibilities, including delegations of authority, resulting from its recent reorganization of Commission staff. Effective October 9, 2011, the Commission abolished the Division of Clearing and Intermediary Oversight and reassigned its staff and responsibilities to the newly established Division of Swap Dealer and Intermediary Oversight and Division of Clearing and Risk.