17 CFR 140.93 - Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight.

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There is 1 rule appearing in the Federal Register for 17 CFR 140. View below or at eCFR (GPOAccess)
§ 140.93 Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight.
(a) The Commission hereby delegates, until such time as the Commission orders otherwise, the following functions to the Director of the Division of Swap Dealer and Intermediary Oversight and to such members of the Commission's staff acting under his direction as he may designate from time to time:
(1) All functions reserved to the Commission in § 4.12(a) of this chapter.
(2) All functions reserved to the Commission in § 4.22(g)(3) of this chapter.
(3) All functions reserved to the Commission in § 4.20(a) of this chapter.
(4) All functions reserved to the Commission in § 4.5(c)(2)(ii) of this chapter.
(5) All functions reserved to the Commission in § 4.6(b) of this chapter.
(b) The Director of the Division of Swap Dealer and Intermediary Oversight may submit any matter which has been delegated to him under paragraph (a) of this section to the Commission for its consideration.
(c) Nothing in this section may prohibit the Commission, at its election, from exercising the authority delegated to the Director of the Division of Swap Dealer and Intermediary Oversight under paragraph (a) of this section.
[46 FR 26023, May 8, 1981, as amended at 46 FR 34311, July 1, 1981; 50 FR 15884, Apr. 23, 1985; 52 FR 41986, Nov. 2, 1987; 67 FR 62353, Oct. 7, 2002; 70 FR 2566, Jan. 14, 2005; 78 FR 22420, Apr. 16, 2013]

Title 17 published on 2014-04-01

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2014-07-30; vol. 79 # 146 - Wednesday, July 30, 2014
    1. 79 FR 44125 - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations; Correction
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      Correcting Amendments.
      Effective on July 30, 2014.
      17 CFR Parts 1, 30, and 140

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United States Code

Title 17 published on 2014-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 140 after this date.

  • 2014-10-03; vol. 79 # 192 - Friday, October 3, 2014
    1. 79 FR 59898 - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      Proposed rule; advance notice of proposed rulemaking.
      Comments must be received on or before December 2, 2014.
      17 CFR Parts 23 and 140