17 CFR Part 14 - RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
- § 14.1 — Scope.
- § 14.2 — Definitions of appearance and practice.
- § 14.3 — Hearings.
- § 14.4 — Violation of Commodity Exchange Act.
- § 14.5 — Criminal conviction.
- § 14.6 — Disbarment or suspension by licensing authority.
- § 14.7 — Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
- § 14.8 — Lack of requisite qualifications, character and integrity.
- § 14.9 — Duty to file information concerning adverse judicial or administrative action.
- § 14.10 — Reinstatement.
Authority:
Pub. L. 93-463, sec. 101(a) (11), 88 Stat. 1391, 7 U.S.C. 4a(j), unless otherwise noted.
Source:
41 FR 28472, July 12, 1976, unless otherwise noted.
Title 17 published on 2012-04-01
no entries appear in the Federal Register after this date.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
