17 CFR 15.02 - Reporting forms.

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There is 1 rule appearing in the Federal Register for 17 CFR 15. View below or at eCFR (GPOAccess)
§ 15.02 Reporting forms.
Forms on which to report may be obtained from any office of the Commission or via the Internet ( http://www.cftc.gov ). Forms to be used for the filing of reports follow, and persons required to file these forms may be determined by referring to the rule listed in the column opposite the form number.
FormNo. Title Rule
40 Statement of Reporting Trader 18.04
'01 Positions of Special Accounts 17.00
102 Identification of Special Accounts 17.01
204 Cash Positions of Grain Traders (including Oilseeds and Products) 19.00
304 Cash Positions of Cotton Traders 19.00
(Approved by the Office of Management and Budget under control numbers 3038-0007 and 3038-0009)
[69 FR 76397, Dec. 21, 2004]

Title 17 published on 2013-04-01

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2013-11-18; vol. 78 # 222 - Monday, November 18, 2013
    1. 78 FR 69178 - Ownership and Control Reports, Forms 102/102S, 40/40S, and 71
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      Final rule.
      Effective date: February 18, 2014. Compliance date: The compliance date will be delayed by an additional 180 days, with the result that the compliance date of these final rules will be August 15, 2014.
      17 CFR Parts 15, 17, 18, and 20

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United States Code
Statutes at Large

Title 17 published on 2013-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 15 after this date.

  • 2013-12-19; vol. 78 # 244 - Thursday, December 19, 2013
    1. 78 FR 76788 - Position Limits for Derivatives
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      17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150