17 CFR 155 - TRADING STANDARDS
- § 155.1 — Definitions.
- § 155.2 — Trading standards for floor brokers.
- § 155.3 — Trading standards for futures commission merchants.
- § 155.4 — Trading standards for introducing brokers.
- § 155.5 — [Reserved]
- § 155.6 — Trading standards for the transaction of business on registered derivatives transaction execution facilities.
- § 155.10 — Exemptions.
Title 17 published on 2012-04-01
The following are only the Rules published in the Federal Register after the published date of Title 17.
For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 552b - Open meetings
§ 6j - Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities
§ 6g - Reporting and recordkeeping
§ 6k - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons
§ 6b - Contracts designed to defraud or mislead
§ 19 - Consideration of costs and benefits and antitrust laws
92 Stat. 865
Title 17 published on 2012-04-01
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 155 after this date.
GPO FDSys XML | Text type regulations.gov FR Doc. 2012-25764 RIN 3038-AD53 COMMODITY FUTURES TRADING COMMISSION Final rules. Effective January 2, 2013. 17 CFR Parts 1, 4, 5, 7, 8, 15, 16, 18, 21, 22, 36, 38, 41, 140, 145, 155, and 166 The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act” or “DFA”) established a comprehensive new statutory framework for swaps and security-based swaps. The Dodd-Frank Act repeals some sections of the Commodity Exchange Act (“CEA” or “Act”), amends others, and adds a number of new provisions. The DFA also requires the Commodity Futures Trading Commission (“CFTC” or “Commission”) to promulgate a number of rules to implement the new framework. The Commission has proposed and finalized numerous rules to satisfy its obligations under the DFA. This rulemaking makes a number of conforming amendments to integrate the CFTC's regulations more fully with the new framework created by the Dodd-Frank Act.