17 CFR 16.06 - Errors or omissions. | Title 17 - Commodity and Securities Exchanges | Code of Federal Regulations

§ 16.06 Errors or omissions.

Unless otherwise approved by the Commission or its designee, reporting markets shall file corrections to errors or omissions in data previously filed with the Commission pursuant to §§ 16.00 and 16.01 in the format and using the coding structure and electronic data submission procedures approved in writing by the Commission or its designee.

[71 FR 37819, July 3, 2006]

Title 17 published on 2012-04-01

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

2012-11-02; vol. 77 # 213 - Friday, November 2, 2012

77 FR 66288 - Adaptation of Regulations To Incorporate Swaps

GPO FDSys XML | Text

Additional Documents

type	regulations.gov
FR Doc.	2012-25764
RIN	3038-AD53

COMMODITY FUTURES TRADING COMMISSION

Final rules.

Effective January 2, 2013.

17 CFR Parts 1, 4, 5, 7, 8, 15, 16, 18, 21, 22, 36, 38, 41, 140, 145, 155, and 166

Summary

The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act” or “DFA”) established a comprehensive new statutory framework for swaps and security-based swaps. The Dodd-Frank Act repeals some sections of the Commodity Exchange Act (“CEA” or “Act”), amends others, and adds a number of new provisions. The DFA also requires the Commodity Futures Trading Commission (“CFTC” or “Commission”) to promulgate a number of rules to implement the new framework. The Commission has proposed and finalized numerous rules to satisfy its obligations under the DFA. This rulemaking makes a number of conforming amendments to integrate the CFTC's regulations more fully with the new framework created by the Dodd-Frank Act.

2012-06-19; vol. 77 # 118 - Tuesday, June 19, 2012

77 FR 36612 - Core Principles and Other Requirements for Designated Contract Markets

GPO FDSys XML | Text

Additional Documents

type	regulations.gov
FR Doc.	2012-12746
RIN	3038-AD09

COMMODITY FUTURES TRADING COMMISSION

Final rule.

Effective date: The rules will become effective August 20, 2012. Compliance date: The compliance date for contract markets that have obtained designation on, or prior to, the date of publication of this release: Designated contract markets must comply with the rules adopted in this release (except § 38.151(a)) by October 17, 2012; and must comply with § 38.151(a) in accordance with the timeline described in SUPPLEMENTARY INFORMATION.

17 CFR Parts 1, 16, and 38

Summary

The Commodity Futures Trading Commission (“Commission” or “CFTC”) is adopting new and amended rules, guidance, and acceptable practices to implement certain statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). The final rules, guidance and acceptable practices, which apply to the designation and operation of contract markets, implement the Dodd-Frank Act's new statutory framework that, among other things, amends section 5 of the Commodity Exchange Act (“the Act” or “CEA”) concerning designation and operation of contract markets, and adds a new CEA section 2(h)(8) to mandate the listing, trading and execution of certain swaps on designated contract markets (“DCMs”).

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code

USC : Title 7 - AGRICULTURE

§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce

§ 6a - Excessive speculation

§ 6c - Prohibited transactions

§ 6g - Reporting and recordkeeping

§ 6i - Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions

§ 7 - Designation of boards of trade as contract markets

§ 7a - Repealed.

§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities

Statutes at Large

122 Stat. 1624

Title 17 published on 2012-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 16 after this date.

2012-11-02; vol. 77 # 213 - Friday, November 2, 2012

77 FR 66288 - Adaptation of Regulations To Incorporate Swaps

GPO FDSys XML | Text

Additional Documents

type	regulations.gov
FR Doc.	2012-25764
RIN	3038-AD53

COMMODITY FUTURES TRADING COMMISSION

Final rules.

Effective January 2, 2013.

17 CFR Parts 1, 4, 5, 7, 8, 15, 16, 18, 21, 22, 36, 38, 41, 140, 145, 155, and 166

Summary

The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act” or “DFA”) established a comprehensive new statutory framework for swaps and security-based swaps. The Dodd-Frank Act repeals some sections of the Commodity Exchange Act (“CEA” or “Act”), amends others, and adds a number of new provisions. The DFA also requires the Commodity Futures Trading Commission (“CFTC” or “Commission”) to promulgate a number of rules to implement the new framework. The Commission has proposed and finalized numerous rules to satisfy its obligations under the DFA. This rulemaking makes a number of conforming amendments to integrate the CFTC's regulations more fully with the new framework created by the Dodd-Frank Act.

2012-07-26; vol. 77 # 144 - Thursday, July 26, 2012

77 FR 43968 - Account Ownership and Control Report; Withdrawal

GPO FDSys XML | Text

Additional Documents

type	regulations.gov
FR Doc.	2012-16178
RIN	3038-AC63

COMMODITY FUTURES TRADING COMMISSION

Proposed rule; withdrawal.

Effective July 26, 2012, the proposed rule published July 19, 2010, at 75 FR 41775, is withdrawn.

17 CFR Part 16

Summary

On July 19, 2010, the Commission published for public comment a Notice of Proposed Rulemaking that proposed to collect certain account ownership and control information for all trading accounts active on U.S. futures exchanges and other reporting entities (“OCR NPRM”). After considering all comments received in response to the OCR NPRM, the Commission is withdrawing the OCR NPRM and instead pursuing the collection of account ownership and control information through a separate proposed rulemaking published today elsewhere in the notice section of the Federal Register .

2012-06-19; vol. 77 # 118 - Tuesday, June 19, 2012

77 FR 36612 - Core Principles and Other Requirements for Designated Contract Markets

GPO FDSys XML | Text

Additional Documents

type	regulations.gov
FR Doc.	2012-12746
RIN	3038-AD09

COMMODITY FUTURES TRADING COMMISSION

Final rule.

Effective date: The rules will become effective August 20, 2012. Compliance date: The compliance date for contract markets that have obtained designation on, or prior to, the date of publication of this release: Designated contract markets must comply with the rules adopted in this release (except § 38.151(a)) by October 17, 2012; and must comply with § 38.151(a) in accordance with the timeline described in SUPPLEMENTARY INFORMATION.

17 CFR Parts 1, 16, and 38

Summary

The Commodity Futures Trading Commission (“Commission” or “CFTC”) is adopting new and amended rules, guidance, and acceptable practices to implement certain statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). The final rules, guidance and acceptable practices, which apply to the designation and operation of contract markets, implement the Dodd-Frank Act's new statutory framework that, among other things, amends section 5 of the Commodity Exchange Act (“the Act” or “CEA”) concerning designation and operation of contract markets, and adds a new CEA section 2(h)(8) to mandate the listing, trading and execution of certain swaps on designated contract markets (“DCMs”).

17 CFR 16.06 - Errors or omissions.

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