17 CFR 160.30 - Procedures to safeguard customer records and information.
prev | next
Every futures commission merchant, retail foreign exchange dealer, commodity trading advisor, commodity pool operator, introducing broker, major swap participant, and swap dealer subject to the jurisdiction of the Commission must adopt policies and procedures that address administrative, technical and physical safeguards for the protection of customer records and information.
[76 FR 43879, July 22, 2011]
Title 17 published on 2014-04-01
no entries appear in the Federal Register after this date.