17 CFR 165.11 - Awards based upon related actions.
Provided that a whistleblower or whistleblowers comply with the requirements in §§ 165.3, 165.5 and 165.7, and pursuant to § 165.8, the Commission or its delegate may grant an award based on the amount of monetary sanctions collected in a “related action” or “related actions” rather than on the amount collected in a covered judicial or administrative action, where:
(a) A “related action” is a judicial or administrative action that is brought by:
(2) An appropriate department or agency of the Federal Government, acting within the scope of its jurisdiction;
(3) A registered entity, registered futures association, or self-regulatory organization;
Title 17 published on 2014-04-01
no entries appear in the Federal Register after this date.