17 CFR 166 - CUSTOMER PROTECTION RULES | LII / Legal Information Institute

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Authority: 7 U.S.C. 1a, 2, 6b, 6c, 6d, 6g, 6h, 6k, 6l, 6o, 7, 12a, 21, and 23, as amended by the Commodity Futures Modernization Act of 2000, appendix E of Pub. L. 106-554, 114 Stat. 2763 (2000).

Title 17 published on 2011-04-01

no entries appear in the Federal Register after this date.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code

7 USC 1a - Definitions

7 USC 21 - Registered futures associations

7 USC 23 - Standardized contracts for certain commodities

7 USC 6b - Contracts designed to defraud or mislead

7 USC 6d - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; rules to avoid duplicative regulations

7 USC 6g - Reporting and recordkeeping

7 USC 6h - False self-representation as registered entity member prohibited

7 USC 6k - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons

7 USC § -

7 USC 7 - Designation of boards of trade as contract markets

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 166

2011-06-07; vol. 76 # 109 - Tuesday, June 7, 2011

76 FR 33066 - Adaptation of Regulations to Incorporate Swaps

GPO FDSys XML | Text

Additional Documents

type	regulations.gov
FR Doc.	2011-12270
RIN	3038-AD53

COMMODITY FUTURES TRADING COMMISSION

Notice of proposed rulemaking.

Comments must be received on or before August 8, 2011.

17 CFR Parts 1, 5, 7, 8, 15, 18, 21, 36, 41, 140, 145, 155, and 166

Summary

The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act” or “DFA”) established a comprehensive new statutory framework for swaps and security-based swaps. The Dodd-Frank Act repeals some sections of the Commodity Exchange Act (“CEA” or “Act”), amends others, and adds a number of new provisions. The DFA also requires the Commodity Futures Trading Commission (“CFTC” or “Commission”) to promulgate a number of rules to implement the new framework. The Commission has proposed numerous rules to satisfy its obligations under the DFA. Because the Dodd-Frank Act makes so many changes to the existing statutory and regulatory frameworks, the proposed rules would make a number of conforming changes to the CFTC's regulations to integrate them more fully with the new statutory and regulatory framework (“Proposal”).

17 CFR 166 - CUSTOMER PROTECTION RULES

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