17 CFR Part 17 - REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS
- § 17.00 — Information to be furnished by futures commission merchants, clearing members and foreign brokers.
- § 17.01 — Special account designation and identification.
- § 17.02 — Form, manner and time of filing reports.
- § 17.03 — Delegation of authority to the Director of the Division of Market Oversight.
- § 17.04 — Reporting omnibus accounts to reporting firms.
Title 17 published on 2012-04-01
no entries appear in the Federal Register after this date.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
Title 17 published on 2012-04-01
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 17 after this date.
GPO FDSys XML | Text type regulations.gov FR Doc. 2012-16180 RIN 3038-AD31 COMMODITY FUTURES TRADING COMMISSION Notice of proposed rulemaking (``Notice''). Comments must be received on or before September 24, 2012. 17 CFR Parts 15, 17, 18, and 20 The Commodity Futures Trading Commission (“Commission” or “CFTC”) is proposing new rules and related forms to enhance its identification of futures and swap market participants. The proposed rules would leverage the Commission's existing position and transaction reporting programs by requiring the electronic submission of trader identification and market participant data on amended Forms 102 and 40, and on new Form 71. The proposed rules also incorporate a revised approach to the Commission's previous initiative to collect ownership and control information, through a dedicated ownership and control report (“OCR”), for trading accounts active on reporting markets that are designated contract markets or swap execution facilities. The Commission welcomes public comment on all aspects of its proposal.