17 CFR 170, Subpart A - Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act
- § 170.1 — Demonstration of purposes (section 17(b)(1) of the Act).
- § 170.2 — Membership restrictions (section 17(b)(2) of the Act).
- § 170.3 — Fair and equitable representation of members (section 17(b)(5) of the Act).
- § 170.4 — Allocation of dues (section 17(b)(6) of the Act).
- § 170.5 — Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).
- § 170.6 — Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).
- § 170.7 — Membership denial (section 17(b)(9) of the Act).
- § 170.8 — Settlement of customer disputes (section 17(b)(10) of the Act).
- § 170.9 — General standard.
- § 170.10 — Proficiency examinations (sections 4p and 17(p) of the Act).
Title 17 published on 2012-04-01
The following are only the Rules published in the Federal Register after the published date of Title 17.
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This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
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§ 6p - Standards and examinations
§ 21 - Registered futures associations
Title 17 published on 2012-04-01
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 170 after this date.
GPO FDSys XML | Text type regulations.gov FR Doc. 2013-08353 RIN 3038-AE03 COMMODITY FUTURES TRADING COMMISSION Final rule. These amendments shall become effective on April 16, 2013. 17 CFR Parts 1, 3, 5, 9, 11, 31, 40, 41, 140, 145, 170, 171 and 190 The Commission is amending its regulations to reflect the reassignment of responsibilities, including delegations of authority, resulting from its recent reorganization of Commission staff. Effective October 9, 2011, the Commission abolished the Division of Clearing and Intermediary Oversight and reassigned its staff and responsibilities to the newly established Division of Swap Dealer and Intermediary Oversight and Division of Clearing and Risk.