17 CFR 200.800 - OMB control numbers assigned pursuant to the Paperwork Reduction Act.

Status message

There is 1 rule appearing in the Federal Register for 17 CFR 200. View below or at eCFR (GPOAccess)
prev | next
§ 200.800 OMB control numbers assigned pursuant to the Paperwork Reduction Act.
(a) Purpose: This subpart collects and displays the control numbers assigned to information collection requirements of the Commission by the Office of Management and Budget pursuant to the Paperwork Reduction Act of 1980, 44 U.S.C. 3500 et seq. This subpart displays current OMB control numbers for those information collection requirements of the Commission that are rules and regulations and codified in 17 CFR either in full text or incorporated by reference with the approval of the Director of the Office of the Federal Register.
(b) Display.
Information collection requirement 17 CFR part or section where identified and described Current OMB control No.
Regulation S-X Part 210 3235-0009
Regulation S-B Part 228 3235-0417
Regulation S-K Part 229 3235-0071
Rule 154 230.154 3235-0495
Rule 155 230.155 3235-0549
Rule 236 230.236 3235-0095
Rule 237 230.237 3235-0528
Regulation A 230.251 thru 230.263 3235-0286
Regulation C 230.400 thru 230.494 3235-0074
Rule 425 230.425 3235-0521
Rule 477 230.477 3235-0550
Rule 489 230.489 3235-0411
Rule 498 230.498 3235-0488
Regulation D 230.500 thru 230.508 3235-0076
Regulation E 230.601 thru 230.610a 3235-0232
Rule 604 230.604 3235-0232
Rule 605 230.605 3235-0232
Rule 609 230.609 3235-0233
Rule 701 230.701 3235-0522
Regulation S 230.901 thru 230.905 3235-0357
Regulation S-T Part 232 3235-0424
Form SB-1 239.9 3235-0423
Form SB-2 239.10 3235-0418
Form S-1 239.11 3235-0065
Form S-2 239.12 3235-0072
Form S-3 239.13 3235-0073
Form N-2 239.14 3235-0026
Form N-1A 239.15A 3235-0307
Form S-6 239.16 3235-0184
Form S-8 239.16b 3235-0066
Form N-3 239.17a 3235-0316
Form N-4 239.17b 3235-0318
Form S-11 239.18 3235-0067
Form N-14 239.23 3235-0336
Form N-5 239.24 3235-0169
Form S-4 239.25 3235-0324
Form F-1 239.31 3235-0258
Form F-2 239.32 3235-0257
Form F-3 239.33 3235-0256
Form F-4 239.34 3235-0325
Form F-6 239.36 3235-0292
Form F-7 239.37 3235-0383
Form F-8 239.38 3235-0378
Form F-10 239.40 3235-0380
Form F-80 239.41 3235-0404
Form F-X 239.42 3235-0379
Form F-N 239.43 3235-0411
Form ET 239.62 3235-0329
Form ID 239.63 3235-0328
Form SE 239.64 3235-0327
Form TH 239.65 3235-0425
Form 1-A 239.90 3235-0286
Form 2-A 239.91 3235-0286
Form 144 239.144 3235-0101
Form 1-E 239.200 3235-0232
Form CB 239.800 3235-0518
Rule 6a-1 240.6a-1 3235-0017
Rule 6a-3 240.6a-3 3235-0021
Rule 6a-4 240.6a-4 3235-0554
Rule 6h-1 240.6h-1 3235-0555
Rule 8c-1 240.8c-1 3235-0514
Rule 9b-1 240.9b-1 3235-0480
Rule 10a-1 240.10a-1 3235-0475
Rule 10b-10 240.10b-10 3235-0444
Rule 10b-17 240.10b-17 3235-0476
Rule 10b-18 240.10b-18 3235-0474
Rule 10A-1 240.10A-1 3235-0468
Rule 11a1-1(T) 240.11a1-1(T) 3235-0478
Rule 12a-5 240.12a-5 3235-0079
Regulation 12B 240.12b-1 thru 240.12b-36 3235-0062
Rule 12d1-3 240.12d1-3 3235-0109
Rule 12d2-1 240.12d2-1 3235-0081
Rule 12d2-2 240.12d2-2 3235-0080
Rule 12f-1 240.12f-1 3235-0128
Rule 13a-16 240.13a-16 3235-0116
Regulation 13D/G 240.13d-1 thru 240.13d-7 3235-0145
Schedule 13D 240.13d-101 3235-0145
Schedule 13G 240.13d-102 3235-0145
Rule 13e-1 240.13e-1 3235-0305
Rule 13e-3 240.13e-3 3235-0007
Schedule 13E-3 240.13e-100 3235-0007
Schedule 13e-4F 240.13e-101 3235-0375
Regulation 14A 240.14a-1 thru 240.14a-12 3235-0059
Schedule 14A 240.14a-101 3235-0059
Regulation 14C 240.14c-1 3235-0057
Schedule 14C 240.14c-101 3235-0057
Regulation 14D 240.14d-1 thru 240.14d-9 3235-0102
Schedule TO 240.14d-100 3235-0515
Schedule 14D-1 240.14d-101 3235-0102
Schedule 14D-9 240.14d-101 3235-0102
Schedule 14D-1F 240.14d-102 3235-0376
Schedule 14D-9F 240.14d-103 3235-0382
Regulation 14E 240.14e-1 thru 240.14e-2 3235-0102
Rule 14f-1 240.14f-1 3235-0108
Rule 15a-4 240.15a-4 3235-0010
Rule 15a-6 240.15a-6 3235-0371
Rule 15b1-1 240.15b1-1 3235-0012
Rule 15b6-1(a) 240.15b6-1(a) 3235-0018
Rule 15c1-5 240.15c1-5 3235-0471
Rule 15c1-6 240.15c1-6 3235-0472
Rule 15c1-7 240.15c1-7 3235-0134
Rule 15c2-1 240.15c2-1 3235-0485
Rule 15c2-5 240.15c2-5 3235-0198
Rule 15c2-7 240.15c2-7 3235-0479
Rule 15c2-8 240.15c2-8 3235-0481
Rule 15c2-11 240.15c2-11 3235-0202
Rule 15c2-12 240.15c2-12 3235-0372
Rule 15c3-1 240.15c3-1 3235-0200
Rule 15c3-1(c)(13) 240.15c3-1(c)(13) 3235-0499
Appendix F to Rule 15c3-1 240.15c3-1f 3235-0496
Rule 15c3-3 240.15c3-3 3235-0078
Rule 15c3-4 240.15c3-4 3235-0497
Rule 15d-16 240.15d-16 3235-0116
Rule 15g-2 240.15g-2 3235-0434
Rule 15g-3 240.15g-3 3235-0392
Rule 15g-4 240.15g-4 3235-0393
Rule 15g-5 240.15g-5 3235-0394
Rule 15g-6 240.15g-6 3235-0395
Rule 15g-9 240.15g-9 3235-0385
Rule 15Aj-1 240.15Aj-1 3235-0044
Rule 15Ba2-1 240.15Ba2-1 3235-0083
Rule 15Ba2-5 240.15Ba2-5 3235-0088
Rule 15Bc3-1 240.15Bc3-1 3235-0087
Rule 17a-1 240.17a-1 3235-0208
Rule 17a-2 240.17a-2 3235-0201
Rule 17a-3 240.17a-3 3235-0033
Rule 17a-3(a)(16) 240.17a-3(a)(16) 3235-0508
Rule 17a-4 240.17a-4 3235-0279
Rule 17a-4(b)(10) 240.17a-4(b)(10) 3235-0506
Rule 17a-5 240.17a-5 3235-0123
Rule 17a-5(c) 240.17a-5(c) 3235-0199
Rule 17a-6 240.17a-6 3235-0489
Rule 17a-7 240.17a-7 3235-0131
Rule 17a-8 240.17a-8 3235-0092
Rule 17a-9T 240.17a-9T 3235-0524
Rule 17a-10 240.17a-10 3235-0122
Rule 17a-11 240.17a-11 3235-0085
Rule 17a-12 240.17a-12 3235-0498
Rule 17a-13 240.17a-13 3235-0035
Rule 17a-19 240.17a-19 3235-0133
Rule 17a-22 240.17a-22 3235-0196
Rule 17a-25 240.17a-25 3235-0540
Rule 17f-1(b) 240.17f-1(b) 3235-0032
Rule 17f-1(c) 240.17f-1(c) 3235-0037
Rule 17f-1(g) 240.17f-1(g) 3235-0290
Rule 17f-2(a) 240.17f-2(a) 3235-0034
Rule 17f-2(c) 240.17f-2(c) 3235-0029
Rule 17f-2(d) 240.17f-2(d) 3235-0028
Rule 17f-2(e) 240.17f-2(e) 3235-0031
Rule 17f-5 240.17f-5 3235-0269
Rule 17h-1T 240.17h-1T 3235-0410
Rule 17h-2T 240.17h-2T 3235-0410
Rule 17Ab2-1 240.17Ab2-1(a) 3235-0195
Rule 17Ac2-1 240.17Ac2-1 3235-0084
Rule 17Ad-2(c), (d), and (h) 240.17Ad-2(c), (d) and (h) 3235-0130
Rule 17Ad-3(b) 240.17Ad-3(b) 3235-0473
Rule 17Ad-4(b) and (c) 240.17Ad-4(b) and (c) 3235-0341
Rule 17Ad-6 240.17Ad-6 3235-0291
Rule 17Ad-7 240.17Ad-7 3235-0291
Rule 17Ad-10 240.17Ad-10 3235-0273
Rule 17Ad-11 240.17Ad-11 3235-0274
Rule 17Ad-13 240.17Ad-13 3235-0275
Rule 17Ad-15 240.17Ad-15 3235-0409
Rule 17Ad-16 240.17Ad-16 3235-0413
Rule 17Ad-17 240.17Ad-17 3235-0469
Rule 19b-1 240.19b-1 3235-0354
Rule 19b-4 240.19b-4 3235-0045
Rule 19b-4(e) 240.19b-4(e) 3235-0504
Rule 19b-5 240.19b-5 3235-0507
Rule 19b-7 240.19b-7 3235-0553
Rule 19d-1 240.19d-1(b) thru 240.19d-1(i) 3235-0206
Rule 19d-2 240.19d-2 3235-0205
Rule 19d-3 240.19d-3 3235-0204
Rule 19h-1 240.19h-1(a), (c) thru (e), and (g) 3235-0259
Rule 24b-1 240.24b-1 3235-0194
Rule 101 242.101 3235-0464
Rule 102 242.102 3235-0467
Rule 103 242.103 3235-0466
Rule 104 242.104 3235-0465
Rule 301 242.301 3235-0509
Rule 302 242.302 3235-0510
Rule 303 242.303 3235-0505
Rule 604 242.604 3235-0462
Rule 605 242.605 3235-0542
Rule 606 242.606 3235-0541
Rule 607 242.607 3235-0435
Rule 608 242.608 3235-0500
Rule 609 242.609 3235-0043
Rule 611 242.611 3235-0600
Regulation S-P Part 248 3235-0537
Form 1 249.1 3235-0017
Form 1-N 249.10 3235-0554
Form 25 249.25 3235-0080
Form 26 249.26 3235-0079
Form 3 249.103 3235-0104
Form 4 249.104 3235-0287
Form 5 249.105 3235-0362
Form 8-A 249.208a 3235-0056
Form 10 249.210 3235-0064
Form 10-SB 249.210b 3235-0419
Form 18 249.218 3235-0121
Form 20-F 249.220f 3235-0288
Form 40-F 249.240f 3235-0381
Form 6-K 249.306 3235-0116
Form 8-K 249.308 3235-0060
Form 10-Q 249.308a 3235-0070
Form 10-QSB 249.308b 3235-0416
Form 10-K 249.310 3235-0063
Form 10-KSB 249.310b 3235-0420
Form 11-K 249.311 3235-0082
Form 18-K 249.318 3235-0120
Form 12B-25 249.322 3235-0058
Form 15 249.323 3235-0167
Form 13F 249.325 3235-0006
Form SE 249.444 3235-0327
Form ET 249.445 3235-0329
Form ID 249.446 3235-0328
Form DF 249.448 3235-0482
Form BD 249.501 3235-0012
Form BDW 249.501a 3235-0018
Form BD-N 249.501b 3235-0556
Form X-17A-5 249.617 3235-0123
Form X-17A-19 249.635 3235-0133
Form ATS 249.637 3235-0509
Form ATS-R 249.638 3235-0509
Form X-15AJ-1 249.802 3235-0044
Form X-15AJ-2 249.803 3235-0044
Form 19b-4 249.819 3235-0045
Form 19b-4(e) 249.820 3235-0504
Form Pilot 249.821 3235-0507
Form SIP 249.1001 3235-0043
Form MSD 249.1100 3235-0083
Form MSDW 249.1110 3235-0087
Form X-17F-1A 249.1200 3235-0037
Form TA-1 249b.100 3235-0084
Form TA-W 249b.101 3235-0151
Form TA-2 249b.102 3235-0337
Form CA-1 249b.200 3235-0195
Rule 1(a) 250.1(a) 3235-0170
Rule 1(b) 250.1(b) 3235-0170
Rule 1(c) 250.1(c) 3235-0164
Rule 2 250.2 3235-0161
Rule 3 250.3 3235-0160
Rule 7 250.7 3235-0165
Rule 7(d) 250.7(d) 3235-0165
Rule 20(b) 250.20(b) 3235-0125
Rule 20(c) 250.20(c) 3235-0125
Rule 20(d) 250.20(d) 3235-0163
Rule 23 250.23 3235-0125
Rule 24 250.24 3235-0126
Rule 26 250.26 3235-0183
Rule 29 250.29 3235-0149
Rule 44 250.44 3235-0147
Rule 45 250.45 3235-0154
Rule 47(b) 250.47(b) 3235-0163
Rule 52 250.52 3235-0369
Form 53 250.53 3235-0426
Rule 54 250.54 3235-0427
Rule 57(a) 250.57(a) 3235-0428
Rule 57(b) 250.57(b) 3235-0429
Rule 58 250.58 3235-0457
Rule 62 250.62 3235-0152
Rule 71(a) 250.71(a) 3235-0173
Rule 72 250.72 3235-0149
Rule 83 250.83 3235-0181
Rule 87 250.87 3235-0552
Rule 88 250.88 3235-0182
Rule 93 250.93 3235-0153
Rule 94 250.94 3235-0153
Rule 95 250.95 3235-0162
Rule 100(a) 250.100(a) 3235-0125
Uniform System of Accounts for Mutual Service Companies and Subsidiary Service Companies, Public Utility Holding Company Act of 1935 Part 256 3235-0153
Preservation and Destruction of Records of Registered Public Utility Holding Companies and of Mutual and Subsidiary Service Companies Part 257 3235-0306
Form U5A 259.5a 3235-0170
Form U5B 259.5b 3235-0170
Form U5S 259.5s 3235-0164
Form U-1 259.101 3235-0125
Form U-13-1 259.113 3235-0182
Form U-6B-2 259.206 3235-0163
Form U-57 259.207 3235-0428
Form U-9C-3 259.208 3235-0457
Form U-12(I)-A 259.212a 3235-0173
Form U-12(I)-B 259.212b 3235-0173
Form U-13E-1 259.213 3235-0162
Form U-R-1 259.221 3235-0152
Form U-13-60 259.313 3235-0153
Form U-3A-2 259.402 3235-0161
Form U-3A3-1 259.403 3235-0160
Form U-7D 259.404 3235-0165
Form U-33-S 259.405 3235-0429
Form ET 259.601 3235-0329
Form ID 259.602 3235-0328
Form SE 259.603 3235-0327
Rule 7a-15 thru 7a-37 260.7a-15 thru 260.7a-37 3235-0132
Form T-1 269.1 3235-0110
Form T-2 269.2 3235-0111
Form T-3 269.3 3235-0105
Form T-4 269.4 3235-0107
Form ET 269.6 3235-0329
Form ID 269.7 3235-0328
Form SE 269.8 3235-0327
Form T-6 269.9 3235-0391
Rule 0-1 270.0-1 3235-0531
Rule 2a-7 270.2a-7 3235-0268
Rule 2a19-1 270.2a19-1 3235-0332
Rule 3a-4 270.3a-4 3235-0459
Rule 6c-7 270.6c-7 3235-0276
Rule 6e-2 270.6e-2 3235-0177
Rule 7d-1 270.7d-1 3235-0311
Rule 7d-2 270.7d-2 3235-0527
Section 8(b) of the Investment Company Act of 1940 270.8b-1 thru 270.8b-32 3235-0176
Rule 10f-3 270.10f-3 3235-0226
Rule 11a-2 270.11a-2 3235-0272
Rule 11a-3 270.11a-3 3235-0358
Rule 12b-1 270.12b-1 3235-0212
Rule 17a-7 270.17a-7 3235-0214
Rule 17a-8 270.17a-8 3235-0235
Rule 17e-1 270.17e-1 3235-0217
Rule 17f-1 270.17f-1 3235-0222
Rule 17f-2 270.17f-2 3235-0223
Rule 17f-4 270.17f-4 3235-0225
Rule 17f-6 270.17f-6 3235-0447
Rule 17f-7 270.17f-7 3235-0529
Rule 17g-1(g) 270.17g-1(g) 3235-0213
Rule 17j-1 270.17j-1 3235-0224
Rule 18f-1 270.18f-1 3235-0211
Rule 18f-3 270.18f-3 3235-0441
Rule 19a-1 270.19a-1 3235-0216
Rule 20a-1 270.20a-1 3235-0158
Rule 22d-1 270.22d-1 3235-0310
Rule 23c-1 270.23c-1 3235-0260
Rule 23c-3 270.23c-3 3235-0422
Rule 27e-1 270.27e-1 3235-0545
Rule 30b2-1 270.30b2-1 3235-0220
Rule 30d-2 270.30d-2 3235-0494
Rule 30e-1 270.30e-1 3235-0025
Rule 31a-1 270.31a-1 3235-0178
Rule 31a-2 270.31a-2 3235-0179
Rule 32a-4 270.32a-4 3235-0530
Rule 34b-1 270.34b-1 3235-0346
Rule 35d-1 270.35d-1 3235-0548
Form N-5 274.5 3235-0169
Form N-8A 274.10 3235-0175
Form N-2 274.11a-1 3235-0026
Form N-3 274.11b 3235-0316
Form N-4 274.11c 3235-0318
Form N-8B-2 274.12 3235-0186
Form N-6F 274.15 3235-0238
Form 24F-2 274.24 3235-0456
Form N-18F-1 274.51 3235-0211
Form N-54A 274.53 3235-0237
Form N-54C 274.54 3235-0236
Form N-SAR 274.101 3235-0330
Form N-27E-1 274.127e-1 3235-0545
Form N-27F-1 274.127f-1 3235-0546
Form N-17D-1 274.200 3235-0229
Form N-23C-1 274.201 3235-0230
Form N-8F 274.218 3235-0157
Form N-17F-1 274.219 3235-0359
Form N-17F-2 274.220 3235-0360
Form N-23c-3 274.221 3235-0422
Form ET 274.401 3235-0329
Form ID 274.402 3235-0328
Form SE 274.403 3235-0327
Rule 0-2 275.0-2 3235-0240
Rule 203-3 275.203-3 3235-0538
Rule 204-2 275.204-2 3235-0278
Rule 204-3 275.204-3 3235-0047
Rule 206(3)-2 275.206(3)-2 3235-0243
Rule 206(4)-2 275.206(4)-2 3235-0241
Rule 206(4)-3 275.206(4)-3 3235-0242
Rule 206(4)-4 275.206(4)-4 3235-0345
Form ADV 279.1 3235-0049
Schedule I to Form ADV 279.1 3235-0490
Form ADV-W 279.2 3235-0313
Form ADV-H 379.3 3235-0538
Form 4-R 279.4 3235-0240
Form 5-R 279.5 3235-0240
Form 6-R 279.6 3235-0240
Form 7-R 279.7 3235-0240
Form ADV-E 279.8 3235-0361
[67 FR 14634, Mar. 27, 2002, as amended at 70 FR 37611, June 29, 2005; 76 FR 46616, Aug. 3, 2011; 77 FR 18684, Mar. 28, 2012]

Title 17 published on 2014-04-01

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2014-10-01; vol. 79 # 190 - Wednesday, October 1, 2014
    1. 79 FR 59104 - Delegation of Authority to the Chief Financial Officer
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Final rule.
      Effective September 29, 2014.
      17 CFR Part 200

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code
USC: Title 5a

§ App

U.S. Code: Title 5 - GOVERNMENT ORGANIZATION AND EMPLOYEES
U.S. Code: Title 11 - BANKRUPTCY
U.S. Code: Title 15 - COMMERCE AND TRADE

§ 77e - Prohibitions relating to interstate commerce and the mails

§ 77f - Registration of securities

§ 77g - Information required in registration statement

§ 77h - Taking effect of registration statements and amendments thereto

§ 77j - Information required in prospectus

15 U.S. Code § -

§ 77q - Fraudulent interstate transactions

§ 77s - Special powers of Commission

§ 77u - Hearings by Commission

§ 77ggg - Qualification of indentures covering securities not required to be registered

§ 77hhh - Integration of procedure with Securities Act and other Acts

§ 77sss - Rules, regulations, and orders

§ 77uuu - Special powers of the Commission

§ 78a - Short title

§ 78b - Necessity for regulation

§ 78c - Definitions and application

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

§ 78d - Securities and Exchange Commission

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

§ 78e - Transactions on unregistered exchanges

§ 78f - National securities exchanges

§ 78g - Margin requirements

§ 78h - Restrictions on borrowing and lending by members, brokers, and dealers

§ 78i - Manipulation of security prices

§ 78j - Manipulative and deceptive devices

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

§ 78k - Trading by members of exchanges, brokers, and dealers

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § -

15 U.S. Code § 32, 33 - Repealed.

§ 78m - Periodical and other reports

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

§ 78n - Proxies

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § -

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § -

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

§ 78p - Directors, officers, and principal stockholders

§ 78q - Records and reports

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

§ 78r - Liability for misleading statements

§ 78s - Registration, responsibilities, and oversight of self-regulatory organizations

§ 78t - Liability of controlling persons and persons who aid and abet violations

15 U.S. Code § 32, 33 - Repealed.

§ 78u - Investigations and actions

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

§ 78v - Hearings by Commission

§ 78w - Rules, regulations, and orders; annual reports

§ 78x - Public availability of information

§ 78y - Court review of orders and rules

§ 78z - Unlawful representations

§ 78aa - Jurisdiction of offenses and suits

15 U.S. Code § 32, 33 - Repealed.

§ 78bb - Effect on existing law

§ 78cc - Validity of contracts

§ 78dd - Foreign securities exchanges

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

15 U.S. Code § 32, 33 - Repealed.

§ 78ee - Transaction fees

§ 78ff - Penalties

§ 78gg - Separability

§ 78hh - Effective date

15 U.S. Code § 32, 33 - Repealed.

§ 78ii - Omitted

§ 78jj - Repealed.

§ 78kk - Authorization of appropriations

15 U.S. Code § -

§ 78mm - General exemptive authority

§ 78nn - Tennessee Valley Authority

15 U.S. Code § -

§ 78pp - Investor Advisory Committee

§ 78d note - Securities and Exchange Commission

§ 78eee - Protection of customers

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

15 U.S. Code § 79 to 79z–6 - Repealed.

§ 7202 - Commission rules and enforcement

§ 7211 - Establishment; administrative provisions

§ 7212 - Registration with the Board

§ 7213 - Auditing, quality control, and independence standards and rules

§ 7214 - Inspections of registered public accounting firms

§ 7215 - Investigations and disciplinary proceedings

§ 7216 - Foreign public accounting firms

§ 7217 - Commission oversight of the Board

§ 7218 - Accounting standards

§ 7219 - Funding

§ 7220 - Definitions

U.S. Code: Title 29 - LABOR
U.S. Code: Title 44 - PUBLIC PRINTING AND DOCUMENTS
Statutes at Large
Presidential Documents

Executive Order ... 11222

Executive Order ... 12356

Executive Order ... 12600

Reorganization ... 1950 Plan No. 10

Title 17 published on 2014-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 200 after this date.

  • 2014-10-01; vol. 79 # 190 - Wednesday, October 1, 2014
    1. 79 FR 59104 - Delegation of Authority to the Chief Financial Officer
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Final rule.
      Effective September 29, 2014.
      17 CFR Part 200