Title 17 published on 2012-04-01
The following are only the Rules published in the Federal Register after the published date of Title 17.
For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.
This rule implements the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Debt Collection Improvement Act of 1996. The Commission is adopting a rule adjusting for inflation the maximum amount of civil monetary penalties under the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and certain penalties under the Sarbanes-Oxley Act of 2002.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 504 - Costs and fees of parties
§ 77f - Registration of securities
§ 77g - Information required in registration statement
§ 77h - Taking effect of registration statements and amendments thereto
15 USC § 77h–1 - Cease-and-desist proceedings
§ 77j - Information required in prospectus
§ 77s - Special powers of Commission
§ 77u - Hearings by Commission
§ 77sss - Rules, regulations, and orders
§ 77ttt - Hearings by Commission
§ 78c - Definitions and application
15 USC § 78d–1 - Delegation of functions by Commission
15 USC § 78d–2 - Transfer of functions with respect to assignment of personnel to chairman
15 USC § -
§ 78m - Periodical and other reports
§ 78n - Proxies
15 U.S.C. § -
§ 78s - Registration, responsibilities, and oversight of self-regulatory organizations
15 USC § 78u–1 - Civil penalties for insider trading
15 USC § 78u–2 - Civil remedies in administrative proceedings
15 USC § 78u–3 - Cease-and-desist proceedings
§ 78v - Hearings by Commission
§ 78w - Rules, regulations, and orders; annual reports
§ 78x - Public availability of information
15 USC § 80a–8 - Registration of investment companies
15 USC § 80a–9 - Ineligibility of certain affiliated persons and underwriters
15 USC § 80a–37 - Rules, regulations, and orders
15 USC § 80a–38 - Procedure for issuance of rules and regulations
15 USC § 80a–39 - Procedure for issuance of orders
15 USC § 80a–40 - Hearings by Commission
15 USC § 80a–41 - Enforcement of subchapter
15 USC § 80a–44 - Disclosure of information filed with Commission; copies
15 USC § 80b–3 - Registration of investment advisers
15 USC § 80b–9 - Enforcement of subchapter
15 USC § 80b–11 - Rules, regulations, and orders of Commission
15 USC § 80b–12 - Hearings
§ 7202 - Commission rules and enforcement
§ 7215 - Investigations and disciplinary proceedings
§ 7217 - Commission oversight of the Board
§ 7246 - Fair funds for investors
§ 321 - Definitions; generally
§ 374 - Inspection
§ 2461 note - Mode of recovery
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 201 after this date.