17 CFR 202.8 - Small entity compliance guides.

§ 202.8 Small entity compliance guides.
The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:
(a) Q & A: Small Business and the SEC. 1

Footnote(s):
1 These items are also available on the Securities and Exchange Commission Web site on the Internet, http://www.sec.gov.

(b) The Work of the SEC. 1
(c) Broker-Dealer Registration Package.
(d) Investment Adviser Registration Package.
(e) Investment Company Registration Package.
(f) Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies.
[62 FR 4105, Jan. 28, 1997]

Title 17 published on 2014-04-01

no entries appear in the Federal Register after this date.

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