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CFR › Title 17 › Chapter II › Part 209

17 CFR 209 - FORMS PRESCRIBED UNDER THE COMMISSION'S RULES OF PRACTICE

Authority: 15 U.S.C. 77h-1, 77u, 78u-2, 78u-3, 78v, 78w, 80a-9, 80a-37, 80a-38, 80a-39, 80a-40, 80a-41, 80a-44, 80b-3, 80b-9, 80b-11, and 80b-12, unless otherwise noted.
Source: 60 FR 32823, June 23, 1995, unless otherwise noted.

Title 17 published on 2011-04-01

no entries appear in the Federal Register after this date.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code

15 USC § 77h–1 - Cease-and-desist proceedings

15 USC 77u - Hearings by Commission

15 USC § 78u–2 - Civil remedies in administrative proceedings

15 USC § 78u–3 - Cease-and-desist proceedings

15 USC 78v - Hearings by Commission

15 USC 78w - Rules, regulations, and orders; annual reports

15 USC § 80a–37 - Rules, regulations, and orders

15 USC § 80a–38 - Procedure for issuance of rules and regulations

15 USC § 80a–39 - Procedure for issuance of orders

15 USC § 80a–40 - Hearings by Commission

15 USC § 80a–41 - Enforcement of subchapter

15 USC § 80a–44 - Disclosure of information filed with Commission; copies

15 USC § 80a–9 - Ineligibility of certain affiliated persons and underwriters

15 USC § 80b–11 - Rules, regulations, and orders of Commission

15 USC § 80b–12 - Hearings

15 USC § 80b–3 - Registration of investment advisers

15 USC § 80b–9 - Enforcement of subchapter