Title 17 published on 2013-04-01
no entries appear in the Federal Register after this date.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 77f - Registration of securities
§ 77g - Information required in registration statement
§ 77h - Taking effect of registration statements and amendments thereto
§ 77j - Information required in prospectus
§ 77s - Special powers of Commission
15 USC § 77z–2 - Application of safe harbor for forward-looking statements
15 USC § 77z–3 - General exemptive authority
§ 77aa - Schedule of information required in registration statement
§ 77mm - Short title
§ 78c - Definitions and application
15 USC § 78j–1 - Audit requirements
15 USC § -
§ 78m - Periodical and other reports
§ 78n - Proxies
15 U.S.C. § -
§ 78q - Records and reports
15 USC § 78u–5 - Application of safe harbor for forward-looking statements
§ 78w - Rules, regulations, and orders; annual reports
§ 78mm - General exemptive authority
15 USC § 80a–8 - Registration of investment companies
15 USC § 80a–20 - Proxies; voting trusts; circular ownership
15 USC § 80a–29 - Reports and financial statements of investment companies and affiliated persons
15 USC § 80a–30 - Accounts and records
15 USC § 80a–31 - Accountants and auditors
15 USC § 80a–37 - Rules, regulations, and orders
15 USC § 80b–3 - Registration of investment advisers
15 USC § 80b–11 - Rules, regulations, and orders of Commission
§ 7202 - Commission rules and enforcement
§ 7262 - Management assessment of internal controls
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 210 after this date.
The Securities and Exchange Commission (“Commission” or “SEC”) is proposing two alternatives for amending rules that govern money market mutual funds (or “money market funds”) under the Investment Company Act of 1940. The two alternatives are designed to address money market funds' susceptibility to heavy redemptions, improve their ability to manage and mitigate potential contagion from such redemptions, and increase the transparency of their risks, while preserving, as much as possible, the benefits of money market funds. The first alternative proposal would require money market funds to sell and redeem shares based on the current market-based value of the securities in their underlying portfolios, rounded to the fourth decimal place ( e.g., $1.0000), i.e., transact at a “floating” net asset value per share (“NAV”). The second alternative proposal would require money market funds to impose a liquidity fee (unless the fund's board determines that it is not in the best interest of the fund) if a fund's liquidity levels fell below a specified threshold and would permit the funds to suspend redemptions temporarily, i.e., to “gate” the fund under the same circumstances. Under this proposal, we could adopt either alternative by itself or a combination of the two alternatives. The SEC also is proposing additional amendments that are designed to make money market funds more resilient by increasing the diversification of their portfolios, enhancing their stress testing, and increasing transparency by requiring money market funds to provide additional information to the SEC and to investors. The proposal also includes amendments requiring investment advisers to certain unregistered liquidity funds, which can resemble money market funds, to provide additional information about those funds to the SEC.