17 CFR 232.103 - Liability for transmission errors or omissions in documents filed via EDGAR.

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There are 7 Updates appearing in the Federal Register for 17 CFR 232. View below or at eCFR (GPOAccess)
§ 232.103 Liability for transmission errors or omissions in documents filed via EDGAR.
An electronic filer shall not be subject to the liability and anti-fraud provisions of the federal securities laws with respect to an error or omission in an electronic filing resulting solely from electronic transmission errors beyond the control of the filer, where the filer corrects the error or omission by the filing of an amendment in electronic format as soon as reasonably practicable after the electronic filer becomes aware of the error or omission.
[65 FR 24800, Apr. 27, 2000]

Title 17 published on 2014-04-01

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2014-11-10; vol. 79 # 217 - Monday, November 10, 2014
    1. 79 FR 66607 - Asset-Backed Securities Disclosure and Registration; Correction
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Final rule; correction.
      Effective November 24, 2014.
      17 CFR Parts 232 and 249

Title 17 published on 2014-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 232 after this date.

  • 2014-11-10; vol. 79 # 217 - Monday, November 10, 2014
    1. 79 FR 66607 - Asset-Backed Securities Disclosure and Registration; Correction
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Final rule; correction.
      Effective November 24, 2014.
      17 CFR Parts 232 and 249