Skip to main content
 
CFR › Title 17 › Chapter II › Part 232 › Section 232.312

17 CFR 232.312 - Accommodation for certain information in filings with respect to asset-backed securities.

There are 4 Updates appearing in the Federal Register for 17 CFR 232. Select the tab below to view, or View eCFR (GPOAccess)
§ 232.312 Accommodation for certain information in filings with respect to asset-backed securities.
(a) For filings with respect to asset-backed securities filed on or before June 30, 2012, the information provided in response to Item 1105 of Regulation AB (§ 229.1105 of this chapter) may be provided under the following conditions on an Internet Web site for inclusion in the prospectus for the asset-backed securities, and will be deemed to be included in the prospectus included in the registration statement, in lieu of reproducing the information in the electronically filed version of that document. Terms used in this section have the same meaning as in Item 1101 of Regulation AB (§ 229.1101 of this chapter).
(1) The prospectus in the registration statement at the time of effectiveness shall disclose the intention to provide such information through a Web site and the prospectus to be filed pursuant to § 230.424 of this chapter shall provide the specific Internet address where the information is posted.
(2) Such information shall be provided through the Web site unrestricted as to access and free of charge.
(3) Such information shall remain available on the Web site for a period of not less than five years. If a subsequent update or change is made to the information, the date of such update or change shall be clearly indicated on the Web site.
(4) The registrant shall retain all versions of such information provided through the Web site for a period of not less than five years in a form that permits delivery to an investor or the Commission. Upon request, the registrant shall furnish to the Commission or its staff a copy of any or all information retained pursuant to this requirement.
(5) The registration statement shall contain the undertakings required by Item 512(l) of Regulation S-K (§ 229.512(l) of this chapter) that:
(i) Except as otherwise provided by this section, such information provided through the specified Internet address is deemed to be a part of the prospectus included in the registration statement for the asset-backed securities.
(ii) The registrant shall provide to any person without charge, upon request, a copy of such information provided through the specified Internet address as of the date of the prospectus included in the registration statement if a subsequent update or change is made to that information.
Note to paragraph (a):
With respect to paragraphs (a)(3) and (a)(4) of this section, the five-year period shall commence from the filing date of the prospectus filed pursuant to § 230.424 of this chapter, or the date of first use of the prospectus, whichever is earlier.
(b) This section does not affect any obligation to provide any other information in the filing electronically on EDGAR.
[70 FR 1617, Jan. 7, 2005, as amended at 74 FR 67815, Dec. 21, 2009; 75 FR 80300, Dec. 22, 2010]

Title 17 published on 2012-04-01

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2013-05-21; vol. 78 # 98 - Tuesday, May 21, 2013
    1. 78 FR 29616 - Adoption of Updated EDGAR Filer Manual
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Final rule.
      Effective May 21, 2013. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of May 21, 2013.
      17 CFR Part 232

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code
USC : Title 15 - COMMERCE AND TRADE

§ 77f - Registration of securities

§ 77g - Information required in registration statement

§ 77h - Taking effect of registration statements and amendments thereto

§ 77j - Information required in prospectus

§ 77s - Special powers of Commission

15 USC § 77z–3 - General exemptive authority

§ 77sss - Rules, regulations, and orders

§ 78c - Definitions and application

15 USC § -

§ 78m - Periodical and other reports

§ 78n - Proxies

15 U.S.C. § -

§ 78w - Rules, regulations, and orders; annual reports

15 USC § -

15 USC § 80a–6 - Exemptions

15 USC § 80a–8 - Registration of investment companies

15 USC § 80a–29 - Reports and financial statements of investment companies and affiliated persons

15 USC § 80a–30 - Accounts and records

15 USC § 80a–37 - Rules, regulations, and orders

§ 7201 - Definitions

§ 7202 - Commission rules and enforcement

USC : Title 18 - CRIMES AND CRIMINAL PROCEDURE

§ 1350 - Failure of corporate officers to certify financial reports

Statutes at Large

116 Stat. 745

Title 17 published on 2012-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 232 after this date.

  • 2013-05-21; vol. 78 # 98 - Tuesday, May 21, 2013
    1. 78 FR 29616 - Adoption of Updated EDGAR Filer Manual
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Final rule.
      Effective May 21, 2013. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of May 21, 2013.
      17 CFR Part 232