§ 240.15b9-2Exemption from SRO membership for OTC derivatives dealers.
An OTC derivatives dealer, as defined in § 240.3b-12, shall be exempt from any requirement under section 15(b)(8) of the Act (15 U.S.C. 78o(b)(8)) to become a member of a registered national securities association.
[63 FR 59397, Nov. 3, 1998]
Title 17 published on 2012-04-01
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