§ 240.16a-13Change in form of beneficial ownership.
A transaction, other than the exercise or conversion of a derivative security or deposit into or withdrawal from a voting trust, that effects only a change in the form of beneficial ownership without changing a person's pecuniary interest in the subject equity securities shall be exempt from section 16 of the Act.
[61 FR 30393, June 14, 1996]
Title 17 published on 2012-04-01
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