17 CFR 242.302 - Recordkeeping requirements for alternative trading systems.
To comply with the condition set forth in paragraph (b)(8) of § 242.301, an alternative trading system shall make and keep current the following records:
(a) A record of subscribers to such alternative trading system (identifying any affiliations between the alternative trading system and subscribers to the alternative trading system, including common directors, officers, or owners);
(4) An identification of the order as related to a program trade or an index arbitrage trade as defined in New York Stock Exchange Rule 80A;
(7) The designation of the order as a market order, limit order, stop order, stop limit order, or other type or order;
(9) The date on which the order expires and, if the time in force is less than one day, the time when the order expires;
(12) The type of account, i.e., retail, wholesale, employee, proprietary, or any other type of account designated by the alternative trading system, for which the order is submitted;
Title 17 published on 2014-04-01
no entries appear in the Federal Register after this date.