17 CFR 242.503 - Certain foreign research reports.

§ 242.503 Certain foreign research reports.
A foreign person, located outside the United States and not associated with a registered broker or dealer, who prepares a research report concerning a foreign security and provides it to a U.S. person in the United States in accordance with the provisions of § 240.15a-6(a)(2) of this chapter shall be exempt from the requirements of this regulation.

Title 17 published on 2014-04-01

no entries appear in the Federal Register after this date.