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17 CFR 248 - REGULATIONS S-P AND S-AM


Authority:
15 U.S.C. 78q, 78q-1, 78w, 78mm, 80a-30, 80a-37, 80b-4, 80b-11, 1681s-3 and note, 1681w(a)(1), 6801-6809, and 6825.
Source:
65 FR 40362, June 29, 2000, unless otherwise noted.
Editorial Note:
Nomenclature changes to part 248 appear at 74 FR 40431, Aug. 11, 2009.

Title 17 published on 2012-04-01

no entries appear in the Federal Register after this date.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code
USC : Title 15 - COMMERCE AND TRADE

§ 78q - Records and reports

15 USC § 78q–1 - National system for clearance and settlement of securities transactions

§ 78mm - General exemptive authority

15 USC § 80a–30 - Accounts and records

15 USC § 80b–4 - Reports by investment advisers

15 USC § 80b–11 - Rules, regulations, and orders of Commission

§ 1681w - Disposal of records

15 USC § 1681s–3 - Affiliate sharing

§ 6801 - Protection of nonpublic personal information

§ 6802 - Obligations with respect to disclosures of personal information

§ 6803 - Disclosure of institution privacy policy

§ 6804 - Rulemaking

§ 6805 - Enforcement

§ 6806 - Relation to other provisions

§ 6807 - Relation to State laws

§ 6808 - Study of information sharing among financial affiliates

§ 6809 - Definitions

§ 6825 - Agency guidance