USC : Title 15 - COMMERCE AND TRADE § 78a - Short title
§ 78b - Necessity for regulation
§ 78c - Definitions and application
15 USC § 78c–1 - Swap agreements
15 USC § 78c–2 - Securities-related derivatives
15 USC § 78c–3 - Clearing for security-based swaps
15 USC § 78c–4 - Security-based swap execution facilities
15 USC § 78c–5 - Segregation of assets held as collateral in security-based swap transactions
§ 78d - Securities and Exchange Commission
15 USC § 78d–1 - Delegation of functions by Commission
15 USC § 78d–2 - Transfer of functions with respect to assignment of personnel to chairman
15 USC § 78d–3 - Appearance and practice before the Commission
15 USC § 78d–4 - Additional duties of Inspector General
15 USC § 78d–5 - Deadline for completing enforcement investigations and compliance examinations and inspections
15 USC § 78d–6 - Report and certification of internal supervisory controls
15 USC § 78d–7 - Triennial report on personnel management
15 USC § 78d–8 - Annual financial controls audit
15 USC § 78d–9 - Report on oversight of national securities associations
§ 78e - Transactions on unregistered exchanges
§ 78f - National securities exchanges
§ 78g - Margin requirements
§ 78h - Restrictions on borrowing and lending by members, brokers, and dealers
§ 78i - Manipulation of security prices
§ 78j - Manipulative and deceptive devices
15 USC § 78j–1 - Audit requirements
15 USC § 78j–2 - Position limits and position accountability for security-based swaps and large trader reporting
15 USC § 78j–3 - Compensation committees
15 USC § 78j–4 - Recovery of erroneously awarded compensation policy
§ 78k - Trading by members of exchanges, brokers, and dealers
15 USC § 78k–1 - National market system for securities; securities information processors
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§ 78m - Periodical and other reports
15 USC § 78m–1 - Reporting and recordkeeping for certain security-based swaps
15 USC § 78m–2 - Reporting requirements regarding coal or other mine safety
§ 78n - Proxies
15 USC § 78n–1 - Shareholder approval of executive compensation
15 USC § 78n–2 - Corporate governance
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§ 78p - Directors, officers, and principal stockholders
§ 78q - Records and reports
15 USC § 78q–1 - National system for clearance and settlement of securities transactions
15 USC § 78q–2 - Automated quotation systems for penny stocks
§ 78r - Liability for misleading statements
§ 78s - Registration, responsibilities, and oversight of self-regulatory organizations
§ 78t - Liability of controlling persons and persons who aid and abet violations
15 USC § 78t–1 - Liability to contemporaneous traders for insider trading
§ 78u - Investigations and actions
15 USC § 78u–1 - Civil penalties for insider trading
15 USC § 78u–2 - Civil remedies in administrative proceedings
15 USC § 78u–3 - Cease-and-desist proceedings
15 USC § 78u–4 - Private securities litigation
15 USC § 78u–5 - Application of safe harbor for forward-looking statements
15 USC § 78u–6 - Securities whistleblower incentives and protection
15 USC § 78u–7 - Implementation and transition provisions for whistleblower protection
§ 78v - Hearings by Commission
§ 78w - Rules, regulations, and orders; annual reports
§ 78x - Public availability of information
§ 78y - Court review of orders and rules
§ 78z - Unlawful representations
§ 78aa - Jurisdiction of offenses and suits
15 USC § 78aa–1 - Special provision relating to statute of limitations on private causes of action
§ 78bb - Effect on existing law
§ 78cc - Validity of contracts
§ 78dd - Foreign securities exchanges
15 USC § 78dd–1 - Prohibited foreign trade practices by issuers
15 USC § 78dd–2 - Prohibited foreign trade practices by domestic concerns
15 USC § 78dd–3 - Prohibited foreign trade practices by persons other than issuers or domestic concerns
§ 78ee - Transaction fees
§ 78ff - Penalties
§ 78gg - Separability
§ 78hh - Effective date
15 USC § 78hh–1 - Effective date of certain sections
§ 78ii - Omitted
§ 78jj - Repealed.
§ 78kk - Authorization of appropriations
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§ 78mm - General exemptive authority
§ 78nn - Tennessee Valley Authority
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§ 78pp - Investor Advisory Committee
