17 CFR Part 274 - FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
- § 274.0-1 — Availability of forms.
- SUBPART A — Registration Statements (§§ 274.5 - 274.54)
- SUBPART B — Forms for Reports (§§ 274.101 - 274.200)
- SUBPART C — Forms for Other Statements (§§ 274.201 - 274.221)
- SUBPART D — Forms for Exemptions (§§ 274.301 - 274.303)
- SUBPART E — Forms for Electronic Filing (§§ 274.401 - 274.404)
Title 17 published on 2012-04-01
The following are only the Rules published in the Federal Register after the published date of Title 17.
For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 77f - Registration of securities
§ 77g - Information required in registration statement
§ 77h - Taking effect of registration statements and amendments thereto
§ 77j - Information required in prospectus
§ 77q - Fraudulent interstate transactions
§ 77s - Special powers of Commission
§ 78c - Definitions and application
15 USC § -
§ 78m - Periodical and other reports
§ 78n - Proxies
15 U.S.C. § -
15 USC § 80a–8 - Registration of investment companies
15 USC § 80a–18 - Capital structure of investment companies
15 USC § 80a–24 - Registration of securities under Securities Act of 1933
15 USC § 80a–26 - Unit investment trusts
15 USC § 80a–29 - Reports and financial statements of investment companies and affiliated persons
Title 17 published on 2012-04-01
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 274 after this date.
GPO FDSys XML | Text type regulations.gov FR Doc. 2013-01058 RIN Release Nos. 33-9382 34-68644 39-2488 IC-30348 SECURITIES AND EXCHANGE COMMISSION Final rule. Effective Date: January 23, 2013. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of January 23, 2013. 17 CFR Parts 232, 239, 249, 269, 274 The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The revisions are being made primarily to introduce the new EDGARLink Online submission type IRANNOTICE; and support PDF as an official filing format for submission types 497AD, 40-17G, 40-17G/A, 40-17GCS, 40-17GCS/A, 40-24B2, and 40-24B2/A. The EDGAR system is scheduled to be upgraded to support this functionality on January 14, 2013.