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CFR › Title 17 › Chapter II › Part 274 › Section 274.0-1
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17 CFR 274.0-1 - Availability of forms.

There is 1 rule appearing in the Federal Register for 17 CFR 274. Select the tab below to view, or View eCFR (GPOAccess)
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§ 274.0-1 Availability of forms.
(a) This part identifies and describes the forms prescribed for use under the Investment Company Act of 1940.
(b) Any person may obtain a copy of any form prescribed for use in this part by written request to the Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549. Any person may inspect the forms at this address and at the Commission's regional offices. (See § 200.11 of this chapter for the addresses of SEC regional offices)
[46 FR 17757, Mar. 20, 1981, as amended at 47 FR 26820, June 22, 1982; 59 FR 5946, Feb. 9, 1994; 73 FR 32228, June 5, 2008]

Title 17 published on 2012-04-01

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2013-01-23; vol. 78 # 15 - Wednesday, January 23, 2013
    1. 78 FR 4766 - Adoption of Updated EDGAR Filer Manual
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Final rule.
      Effective Date: January 23, 2013. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of January 23, 2013.
      17 CFR Parts 232, 239, 249, 269, 274

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code
USC : Title 15 - COMMERCE AND TRADE

§ 77f - Registration of securities

§ 77g - Information required in registration statement

§ 77h - Taking effect of registration statements and amendments thereto

§ 77j - Information required in prospectus

§ 77q - Fraudulent interstate transactions

15 USC § -

§ 78n - Proxies

15 USC § 80a–8 - Registration of investment companies

15 USC § 80a–18 - Capital structure of investment companies

15 USC § 80a–24 - Registration of securities under Securities Act of 1933

15 USC § 80a–26 - Unit investment trusts

Statutes at Large

116 Stat. 745

Title 17 published on 2012-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 274 after this date.

  • 2013-01-23; vol. 78 # 15 - Wednesday, January 23, 2013
    1. 78 FR 4766 - Adoption of Updated EDGAR Filer Manual
      GPO FDSys XML | Text
      SECURITIES AND EXCHANGE COMMISSION
      Final rule.
      Effective Date: January 23, 2013. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of January 23, 2013.
      17 CFR Parts 232, 239, 249, 269, 274