17 CFR 274, Subpart A - Registration Statements
- § 274.5 — Form N-5, for registration statement of small business investment company under the Securities Act of 1933 and the Investment Company Act of 1940.
- § 274.10 — Form N-8A, for notification of registration.
- § 274.11 — Form N-1, registration statement of open-end management investment companies.
- § 274.11A — Form N-1A, registration statement of open-end management investment companies.
- § 274.11a-1 — Form N-2, registration statement of closed end management investment companies.
- § 274.11b — Form N-3, registration statement of separate accounts organized as management investment companies.
- § 274.11c — Form N-4, registration statement of separate accounts organized as unit investment trusts.
- § 274.11d — Form N-6, registration statement of separate accounts organized as unit investment trusts that offer variable life insurance policies.
- § 274.12 — Form N-8B-2, registration statement of unit investment trusts that are currently issuing securities.
- § 274.13 — Form N-8B-3, registration statement of unincorporated management investment companies currently issuing periodic payment plan certificates.
- § 274.14 — Form N-8B-4, registration statements of face-amount certificate companies.
- § 274.15 — Form N-6F, notice of intent to elect to be subject to sections 55 through 65 of the Investment Company Act of 1940.
- § 274.24 — Form 24F-2, annual filing of securities sold pursuant to registration of certain investment company securities.
- § 274.51 — Form N-18F-1, for notification of election pursuant to § 270.18f-1 of this chapter.
- § 274.53 — Form N-54A, notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to section 54(a) of the Act.
- § 274.54 — Form N-54C, notification of withdrawal of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to section 54(c) of the Investment Company Act of 1940.
Title 17 published on 2012-04-01
The following are only the Rules published in the Federal Register after the published date of Title 17.
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This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
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§ 77f - Registration of securities
§ 77g - Information required in registration statement
§ 77h - Taking effect of registration statements and amendments thereto
§ 77j - Information required in prospectus
§ 77q - Fraudulent interstate transactions
§ 77s - Special powers of Commission
§ 78c - Definitions and application
15 USC § -
§ 78m - Periodical and other reports
§ 78n - Proxies
15 U.S.C. § -
15 USC § 80a–8 - Registration of investment companies
15 USC § 80a–18 - Capital structure of investment companies
15 USC § 80a–24 - Registration of securities under Securities Act of 1933
15 USC § 80a–26 - Unit investment trusts
15 USC § 80a–29 - Reports and financial statements of investment companies and affiliated persons
Title 17 published on 2012-04-01
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 274 after this date.
GPO FDSys XML | Text type regulations.gov FR Doc. 2013-01058 RIN Release Nos. 33-9382 34-68644 39-2488 IC-30348 SECURITIES AND EXCHANGE COMMISSION Final rule. Effective Date: January 23, 2013. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of January 23, 2013. 17 CFR Parts 232, 239, 249, 269, 274 The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The revisions are being made primarily to introduce the new EDGARLink Online submission type IRANNOTICE; and support PDF as an official filing format for submission types 497AD, 40-17G, 40-17G/A, 40-17GCS, 40-17GCS/A, 40-24B2, and 40-24B2/A. The EDGAR system is scheduled to be upgraded to support this functionality on January 14, 2013.