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CFR › Title 17 › Chapter II › Part 279 › Section 279.9

17 CFR 279.9 - [Reserved]

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§ 279.9 Form PF, reporting by investment advisers to private funds.
This form shall be filed pursuant to Rule 204(b)-1 (§ 275.204(b)-1 of this chapter) by certain investment advisers registered or required to register under section 203 of the Act (15 U.S.C. 80b-3) that act as an investment adviser to one or more private funds.
[76 FR 71175, Nov. 16, 2011]
Editorial Note:
For Federal Register citations affecting Form PF, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.

Title 17 published on 2012-04-01

no entries appear in the Federal Register after this date.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.

United States Code
USC : Title 15 - COMMERCE AND TRADE

15 USC § 80b–1 - Findings

15 USC § 80b–2 - Definitions

15 USC § 80b–3 - Registration of investment advisers

15 USC § 80b–3a - State and Federal responsibilities

15 USC § 80b–4 - Reports by investment advisers

15 USC § 80b–4a - Prevention of misuse of nonpublic information

15 USC § 80b–5 - Investment advisory contracts

15 USC § 80b–6 - Prohibited transactions by investment advisers

15 USC § 80b–6a - Exemptions

15 USC § 80b–7 - Material misstatements

15 USC § 80b–8 - General prohibitions

15 USC § 80b–9 - Enforcement of subchapter

15 USC § 80b–10 - Disclosure of information by Commission

15 USC § 80b–10a - Consultation

15 USC § 80b–11 - Rules, regulations, and orders of Commission

15 USC § 80b–12 - Hearings

15 USC § 80b–13 - Court review of orders

15 USC § 80b–14 - Jurisdiction of offenses and suits

15 USC § 80b–15 - Validity of contracts

15 USC § 80b–16 - Omitted

15 USC § 80b–17 - Penalties

15 USC § 80b–18 - Hiring and leasing authority of Commission

15 USC § 80b–18a - State regulation of investment advisers

15 USC § 80b–18b - Custody of client accounts

15 USC § 80b–18c - Rule of construction relating to the Commodities Exchange Act

15 USC § 80b–19 - Separability

15 USC § 80b–20 - Short title

15 USC § 80b–21 - Effective date