17 CFR 31.29 - Arbitration or other dispute settlement procedures.
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Each self-regulatory organization which has members who are registered as leverage transaction merchants must be able to demonstrate its capability to promulgate rules and to conduct proceedings which provide a fair, equitable and expeditious procedure, through arbitration or otherwise, for the voluntary settlement of a leverage customer's claim or grievance brought against any member leverage transaction merchant or any employee of a member leverage transaction merchant. Such rules shall be consistent with the rules set forth in part 180 of this chapter governing contract market arbitration and dispute settlement procedures.
[54 FR 41084, Oct. 5, 1989; 54 FR 46503, Nov. 3, 1989]
Title 17 published on 2014-04-01
no entries appear in the Federal Register after this date.