17 CFR 37 - DERIVATIVES TRANSACTION EXECUTION FACILITIES
- § 37.1 — Scope and definition.
- § 37.2 — Exemption.
- § 37.3 — Requirements for underlying commodities.
- § 37.4 — Election to trade excluded and exempt commodities.
- § 37.5 — Procedures for registration.
- § 37.6 — Compliance with core principles.
- § 37.7 — Additional requirements.
- § 37.8 — Information relating to transactions on derivatives transaction execution facilities.
- § 37.9 — Enforceability.
- Appendix A to Part 37 - Guidance on Compliance With Registration Criteria
- Appendix B to Part 37 - Guidance on Compliance With Core Principles
Title 17 published on 2012-04-01
The following are only the Rules published in the Federal Register after the published date of Title 17.
For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 5 - Findings and purpose
§ 6 - Regulation of futures trading and foreign transactions
§ 6c - Prohibited transactions
§ 7a - Repealed.
114 Stat. 2763A-365
Title 17 published on 2012-04-01
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 37 after this date.
GPO FDSys XML | Text type regulations.gov FR Doc. 2012-7477 RIN 3038-0092 COMMODITY FUTURES TRADING COMMISSION Final rule. This rule will become effective October 1, 2012. 17 CFR Parts 1, 23, 37, 38, and 39 The Commodity Futures Trading Commission (“Commission” or “CFTC”) is adopting rules to implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules address: The documentation between a customer and a futures commission merchant that clears on behalf of the customer; the timing of acceptance or rejection of trades for clearing by derivatives clearing organizations and clearing members; and the risk management procedures of futures commission merchants, swap dealers, and major swap participants that are clearing members. The rules are designed to increase customer access to clearing, to facilitate the timely processing of trades, and to strengthen risk management at the clearing member level.