17 CFR 37.2 - Exemption.

Status message

There are 3 Updates appearing in the Federal Register for 17 CFR 37. View below or at eCFR (GPOAccess)
§ 37.2 Exemption.
Contracts, agreements or transactions traded on a derivatives transaction execution facility registered as such with the Commission under section 5a of the Act, the facility and the facility's operator are exempt from all Commission regulations for such activity, except for the requirements of this part 37 and:
(a) Parts 15 through 21, part 40 and part 41 of this chapter, including any related definitions and cross-referenced sections; and
(b) Sections 1.3, 1.31, 1.59(d), 1.60, 1.63(c), 33.10, and part 190 of this chapter, including any related definitions and cross-referenced sections, which are applicable as though they were set forth in this part 37 and included specific reference to derivatives transaction execution facilities.
[71 FR 37822, July 3, 2006]

Title 17 published on 2013-04-01

The following are only the Rules published in the Federal Register after the published date of Title 17.

For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.

  • 2013-08-05; vol. 78 # 150 - Monday, August 5, 2013
    1. 78 FR 47154 - Core Principles and Other Requirements for Swap Execution Facilities; Correction
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      Final rule; correction.
      The effective date of this correction is August 5, 2013.
      17 CFR Part 37

Title 17 published on 2013-04-01

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 37 after this date.

  • 2013-12-19; vol. 78 # 244 - Thursday, December 19, 2013
    1. 78 FR 76788 - Position Limits for Derivatives
      GPO FDSys XML | Text
      COMMODITY FUTURES TRADING COMMISSION
      17 CFR Parts 1, 15, 17, 19, 32, 37, 38, 140 and 150