17 CFR Part 40 - PROVISIONS COMMON TO REGISTERED ENTITIES
- § 40.1 — Definitions.
- § 40.2 — Listing products for trading by certification.
- § 40.3 — Voluntary submission of new products for Commission review and approval.
- § 40.4 — Amendments to terms or conditions of enumerated agricultural products.
- § 40.5 — Voluntary submission of rules for Commission review and approval.
- § 40.6 — Self-certification of rules.
- § 40.7 — Delegations.
- § 40.8 — Availability of public information.
- § 40.9 — [Reserved]
- § 40.10 — Special certification procedures for submission of rules by systemically important derivatives clearing organizations.
- § 40.11 — Review of event contracts based upon certain excluded commodities.
- § 40.12 — Staying of certification and tolling of review period pending jurisdictional determination.
- Appendix A to Part 40 - Schedule of Fees
- Appendixes B-C to Part 40 [Reserved]
- Appendix D to Part 40 - Submission Cover Sheet and Instructions
Title 17 published on 2012-04-01
The following are only the Rules published in the Federal Register after the published date of Title 17.
For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
§ 1a - Definitions
§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
§ 5 - Findings and purpose
§ 6 - Regulation of futures trading and foreign transactions
§ 6c - Prohibited transactions
§ 7 - Designation of boards of trade as contract markets
§ 7a - Repealed.
§ 8 - Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals
§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities
Title 17 published on 2012-04-01
The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 40 after this date.
GPO FDSys XML | Text type regulations.gov FR Doc. 2013-08353 RIN 3038-AE03 COMMODITY FUTURES TRADING COMMISSION Final rule. These amendments shall become effective on April 16, 2013. 17 CFR Parts 1, 3, 5, 9, 11, 31, 40, 41, 140, 145, 170, 171 and 190 The Commission is amending its regulations to reflect the reassignment of responsibilities, including delegations of authority, resulting from its recent reorganization of Commission staff. Effective October 9, 2011, the Commission abolished the Division of Clearing and Intermediary Oversight and reassigned its staff and responsibilities to the newly established Division of Swap Dealer and Intermediary Oversight and Division of Clearing and Risk.
- Appendix A to Part 40 - Schedule of Fees
- Appendixes B-C to Part 40 [Reserved]
- Appendix D to Part 40 - Submission Cover Sheet and Instructions