17 CFR Part 400 - RULES OF GENERAL APPLICATION
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- § 400.1 — Scope of regulations.
- § 400.2 — Office responsible for regulations; filing of requests for exemptions, for interpretations and of other materials.
- § 400.3 — Definitions.
- § 400.4 — Information concerning associated persons of financial institutions that are government securities brokers or dealers.
- § 400.5 — Amendments to application for registration and to notice of status as a government securities broker or dealer.
- § 400.6 — Notice of withdrawal from business as a government securities broker or dealer by a financial institution.
Authority:
15 U.S.C. 78
o-5.
Source:
52 FR 27926, July 24, 1987, unless otherwise noted.
Title 17 published on 2012-04-01
no entries appear in the Federal Register after this date.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
