Application of part to registered brokers and dealers.
With respect to their activities in government securities, compliance by registered brokers or dealers with § 240.8c-1
of this title (SEC Rule 8c-1), as modified by § 403.2 (a), (b) and (c)
, with § 240.15c2-1
of this title (SEC Rule 15c2-1), with § 240.15c3-2
of this title (SEC Rule 15c3-2), as modified by § 403.3
, and with § 240.15c3-3
of this title (SEC Rule 15c3-3), as modified by § 403.4 (a)
through (d), (f)(2) through (3), (g) through (j), and (m), including provisions in those rules relating to OTC derivatives dealers, constitutes compliance with this part.
[71 FR 54411, Sept. 15, 2006]