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17 CFR Part 42 - ANTI-MONEY LAUNDERING, TERRORIST FINANCING


Authority:
7 U.S.C. 1a, 2, 5, 6, 6b, 6d, 6f, 6g, 7, 7a, 7a-1, 7a-2, 7b, 7b-1, 7b-2, 9, 12, 12a, 12c, 13a, 13a-1, 13c, 16 and 21; 12 U.S.C. 1786(q), 1818, 1829b and 1951-1959; 31 U.S.C. 5311-5314 and 5316-5332; title III, secs. 312-314, 319, 321, 326, 352, Pub. L. 107-56, 115 Stat. 307.
Source:
68 FR 25159, May 9, 2003, unless otherwise noted.

Title 17 published on 2012-04-01

no entries appear in the Federal Register after this date.

This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.

This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].

It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.


United States Code
USC : Title 7 - AGRICULTURE

§ 1a - Definitions

§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce

§ 5 - Findings and purpose

§ 6 - Regulation of futures trading and foreign transactions

§ 6b - Contracts designed to defraud or mislead

§ 6d - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures;...to avoid duplicative regulations; swap requirements; portfolio margin

§ 6f - Registration and financial requirements; risk assessment

§ 6g - Reporting and recordkeeping

§ 7 - Designation of boards of trade as contract markets

§ 7a - Repealed.

7 USC § 7a–1 - Derivatives clearing organizations

7 USC § 7a–2 - Common provisions applicable to registered entities

§ 7b - Suspension or revocation of designation as registered entity

7 USC § 7b–1 - Designation of securities exchanges and associations as contract markets

7 USC § 7b–2 - Privacy

§ 9 - Prohibition regarding manipulation and false information

§ 12 - Public disclosure

§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities

§ 12c - Disciplinary actions

§ 13a - Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses

7 USC § 13a–1 - Enjoining or restraining violations

§ 13c - Responsibility as principal; minor violations

§ 16 - Commission operations

§ 21 - Registered futures associations

USC : Title 12 - BANKS AND BANKING

§ 1786 - Termination of insured credit union status; cease and desist orders; removal or suspension from office; procedure

§ 1818 - Termination of status as insured depository institution

§ 1829b - Retention of records by insured depository institutions

§ 1951 - Congressional findings and declaration of purpose

§ 1952 - Reports on ownership and control

§ 1953 - Recordkeeping and procedures

§ 1954 - Injunctions

§ 1955 - Civil penalties

§ 1956 - Criminal penalty

§ 1957 - Additional criminal penalty in certain cases

§ 1958 - Compliance

§ 1959 - Administrative procedure

USC : Title 31 - MONEY AND FINANCE

§ 5311 - Declaration of purpose

§ 5312 - Definitions and application

§ 5313 - Reports on domestic coins and currency transactions

§ 5314 - Records and reports on foreign financial agency transactions

§ 5316 - Reports on exporting and importing monetary instruments

§ 5317 - Search and forfeiture of monetary instruments

§ 5318 - Compliance, exemptions, and summons authority

§ 5318A - Special measures for jurisdictions, financial institutions, international transactions, or types of accounts of primary money laundering concern

§ 5319 - Availability of reports

§ 5320 - Injunctions

§ 5321 - Civil penalties

§ 5322 - Criminal penalties

§ 5323 - Rewards for informants

§ 5324 - Structuring transactions to evade reporting requirement prohibited

§ 5325 - Identification required to purchase certain monetary instruments

§ 5326 - Records of certain domestic coin and currency transactions

§ 5327 - Repealed.

§ 5328 - Whistleblower protections

§ 5329 - Staff commentaries

§ 5330 - Registration of money transmitting businesses

§ 5331 - Reports relating to coins and currency received in nonfinancial trade or business

§ 5332 - Bulk cash smuggling into or out of the United States

Statutes at Large

115 Stat. 307