17 CFR 420, Appendix B to Part 420 - Sample Large Position Report
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Appendix B to Part 420—Sample Large Position Report
| Security Being Reported | ____________ |
| Date For Which Information is Being Reported | ____________ |
| 1. Net Trading Position: | |
| Cash/Immediate Net Settled Positions | $ ____________ |
| Net When-Issued Positions for To-Be-Issued and Reopened Issues | $ ____________ |
| Net Forward Settling Positions Including Next-Day Settling | $ ____________ |
| Net Positions in Futures Contracts Requiring Delivery of the Specific Security | $ ____________ |
| Net Holdings of STRIPS Principal Components of the Specific Security | $ ____________ |
| Total Net Trading Position | $ ____________ |
| 2. Gross Financing Position: | |
| Total of securities received through | |
| Reverse Repurchase Agreements | |
| Overnight and Open | $ ____________ |
| Term | $ ____________ |
| Bonds borrowed, and as collateral for financial derivatives and other financial transactions | $ ____________ |
| Total Gross Financing position | $ ____________ |
| 3. Net Fails Position | $ ____________ |
| (Fails to receive less fails to deliver. If equal to or less than zero, report 0.) | |
| 4. Total Reportable Position | = $ ____________ |
| Memorandum 1: | |
| Report the total gross par amounts of securities delivered through | |
| Repurchase Agreements | |
| Overnight and Open | $ ____________ |
| Term | $ ____________ |
| Securities loaned, and as collateral for financial derivatives and other securities transactions | $ ____________ |
| Total Memorandum 1 | $ ____________ |
| Memorandum 2: | |
| Report the gross par amount of fails to deliver. Included in the calculation of line item 3 (Net Fails Position) | $ ____________ |
[67 FR 77415, Dec. 18, 2002; 68 FR 402, Jan. 3, 2003]
Title 17 published on 2012-04-01
no entries appear in the Federal Register after this date.
