17 CFR Part 420 - LARGE POSITION REPORTING
- § 420.1 — Applicability.
- § 420.2 — Definitions.
- § 420.3 — Reporting.
- § 420.4 — Recordkeeping.
- § 420.5 — Effective Date.
- Appendix A to Part 420 - Separate Reporting Entity
- Appendix B to Part 420 - Sample Large Position Report
Authority:
15 U.S.C. 78
o-5(f).
Source:
61 FR 48348, Sept. 12 1996, unless otherwise noted.
Title 17 published on 2012-04-01
no entries appear in the Federal Register after this date.
